Shelley K. Leonard

I-BANKERS SECURITIES

Boca Raton, FL 33432

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CRD#: 2401474

Professional summary

Shelley Kay Leonard, who also goes by Shelley Kay Gluck, is a registered financial professional currently at I-BANKERS SECURITIES, INC. located in Boca Raton, Florida and IB CAPITAL LLC located in Boca Raton, Florida.

Shelley is registered as a RR (Registered Representative) and started their career in finance in 1993. Shelley has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Shelley Kay Gluck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shelley Kay Leonard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 1996 - Present

I-BANKERS SECURITIES, INC.

Office #1: 1200 N Federal Hwy Suite 215, Boca Raton, FL 33432

CRD#: 41352

Boca Raton, FL

Current

November 16, 2021 - Present

IB CAPITAL LLC

Office #1: 1200 N Federal Hwy Suite 215, Boca Raton, FL 33432

CRD#: 315886

Boca Raton, FL

Past

July 19, 2023 - June 11, 2024

I-BANKERS DIRECT, LLC

CRD#: 167533

BOCA RATON, FL

Past

March 6, 2014 - March 15, 2021

I-BANKERS DIRECT, LLC

CRD#: 167533

Boca Raton, FL

Past

February 14, 1996 - April 30, 1996

FIRST LONDON SECURITIES CORPORATION

CRD#: 29709

DALLAS, TX

Past

November 1, 1993 - June 21, 1995

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

November 1, 1993 - June 21, 1995

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/18/1997)

Texas
(7/22/1996)

Exams

State Security Law Exam

Series 63

Date: 10/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/13/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/29/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 27

Date: 6/26/1996

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/24/1996

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

IB CAPITAL LLC

CRD#: 315886 / SEC#: , 8-70754

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

51 Kings Court Apt 14-b, San Juan, PR 00911

Mailing Address

51 Kings Court Apt 14-b, San Juan, PR 00911

Phone number

(929) 999-7905

Established

Puerto Rico since 06/10/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MCCRORY, JAMES MICHAEL	CEO/CCO	2366988
LEONARD, SHELLEY KAY	OWNER	2401474
FLORIANI, PAOLO ERMENEGILDO	OWNER	2760686
SAMSON, EDWARD GREGORY	CFO/FINOP	2041321

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shelley K. Leonard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shelley Kay Leonard's CRS (Customer Relationship Summary).

Certified licenses

Experience

IB CAPITAL LLC

I-BANKERS DIRECT, LLC

I-BANKERS DIRECT, LLC

FIRST LONDON SECURITIES CORPORATION

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/29/1993

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/13/1996

Series 6

Date: 10/29/1993

Series 27

Date: 6/26/1996

Series 24

Date: 6/24/1996

FINRA

Nasdaq Stock Market

Current Firm

IB CAPITAL LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

IB CAPITAL LLC

TRUST BUT VERIFY

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