Aaron S. Farnsley

FARNSLEY WEALTH MANAGEMENT

Port St. Joe, FL 32456

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CRD#: 2401429

Professional summary

Aaron Stephen Farnsley, AIF®, CFP®, ChFC®, CLU® is a registered financial advisor currently at FARNSLEY WEALTH MANAGEMENT, LLC located in Port St. Joe, Florida and OSAIC WEALTH, INC. located in Port St. Joe, Florida.

Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Aaron has worked at 11 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Planning

Investment Planning

Employee and Employer Plan Ben...

Estate Planning

Business Succession Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Farnsley Wealth Management,LLC;INVESTMENT RELATED; 202 MARINA DRIVE, SUITE 302,PORT ST. JOE,FL 32456;REGISTERED INVESTMENT ADVISOR;OWNER AND CHIEF COMPLIANCE OFFICER;2001;APPROXIMATELY 80 HOURS/MONTH;INVESTMENT ADVISOR REPRESENTATIVE 2)INSURANCE;NOT INVESTMENT RELATED;202 MARINA DRIVE, SUITE 302,PORT ST. JOE,FL 32456;INSURANCE;AGENT;1993;LESS THAN 5 HRS/MONTH;LESS THAN 1 HR DURING TRADING;INSURANCE AGENT 3)Aaron & Diann Farnsley;not investment related;505 Reid Ave,Port St Joe,FL 32456;sole proprietorship;owner;6/1/2021;5 hrs/month;0 hrs during trading;rental property subcontracted through a property management company

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Stephen Farnsley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2001

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

January 2, 2002 - Present

FARNSLEY WEALTH MANAGEMENT, LLC

Office #1: 202 Marina Drive Suite 302, Port St. Joe, FL 32456

RIA

CRD#: 125538

Port St. Joe, FL

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 202 Marina Drive Suite 302, Port St. Joe, FL 32456

RIA

CRD#: 23131

PORT ST. JOE, FL

Past

April 21, 2003 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

PORT ST. JOE, FL

Past

July 26, 2001 - April 21, 2003

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

April 13, 2000 - July 25, 2001

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

September 14, 1999 - April 18, 2000

EXECUTIVE SERVICES SECURITIES, LLC

CRD#: 25299

ATLANTA, GA

Past

January 5, 1998 - August 30, 1999

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

March 13, 1996 - December 31, 1997

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

December 13, 1994 - March 25, 1996

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

November 12, 1993 - December 8, 1994

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

October 28, 1993 - November 12, 1993

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 28, 1993 - November 12, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/23/2024)

Arkansas
(8/23/2024)

California
(8/23/2024)

Colorado
(8/23/2024)

IAR

Florida
(1/2/2002)

Florida
(8/23/2024)

Georgia
(8/23/2024)

Hawaii
(8/23/2024)

Kentucky
(8/23/2024)

Massachusetts
(8/23/2024)

Minnesota
(8/23/2024)

Mississippi
(8/23/2024)

Missouri
(8/23/2024)

New Jersey
(8/23/2024)

North Carolina
(8/23/2024)

Ohio
(8/23/2024)

Oklahoma
(9/4/2025)

Pennsylvania
(8/4/2025)

South Carolina
(8/23/2024)

Tennessee
(12/19/2024)

IAR

Texas
(1/26/2018)

Texas
(8/23/2024)

Vermont
(8/23/2024)

Virginia
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/7/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/27/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/18/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FARNSLEY WEALTH MANAGEMENT, LLC

FARNSLEY & JOHNSTON WEALTH MANAGEMENT CONSULTANTS, LLC | FARNSLEY WEALTH MANAGEMENT, LLC | FARNSLEY FINANCIAL CONSULTANTS, LLC | FARNSLEY FINANCIAL CONSULTANTS

CRD#: 125538 / SEC#: 801-68498

RIA

Registered Investment Advisory firm - (11/21/2011 Terminated)

Florida

Registered Investment Advisory firm - (6/10/2011 Approved)

Tennessee

Registered Investment Advisory firm - (4/27/2017 Terminated)

Texas

Registered Investment Advisory firm - (1/24/2018 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

202 Marina Drive Suite 302, Port St. Joe, FL 32456

Mailing Address

Phone number

(850) 227-3336

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	134
AUM (Assets Under Management)	$ 68,454,911

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Aaron S. Farnsley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Stephen Farnsley's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

SECURITIES SERVICE NETWORK, LLC

IFG NETWORK SECURITIES, INC.

EXECUTIVE SERVICES SECURITIES, LLC

CETERA ADVISORS LLC

SUNAMERICA SECURITIES, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

SUNAMERICA SECURITIES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/7/2000

Series 63

Date: 8/12/1999

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/27/1993

Series 24

Date: 12/18/2000

FINRA

Current Firm

FARNSLEY WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FARNSLEY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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