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DM

Demetrio J. Munoz

STIRLINGSHIRE INVESTMENTS
Bellingham, WA
Some features on this profile are disabled
CRD#: 2401195
DM

Professional summary

Demetrio Joselito Munoz, who also goes by Demetrio J Munoz III, Demetrio Joselito Munoz, Demetrio Joselito Munoz III, is a registered financial advisor currently at STIRLINGSHIRE INVESTMENTS located in Bellingham, Washington and STIRLINGSHIRE INVESTMENTS located in New York City, New York.

Demetrio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Demetrio has worked at 20 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Demetrio J Munoz Iii | Demetrio Joselito Munoz | Demetrio Joselito Munoz Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Demetrio Joselito Munoz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2026 - Present

STIRLINGSHIRE INVESTMENTS

RIA
CRD#: 327779
Bellingham, WA
Current

March 25, 2026 - Present

STIRLINGSHIRE INVESTMENTS

Office #1: 15 W 38th St Suite 704, New York City, NY 10018
BD
CRD#: 310576
New York City, NY
Past

December 19, 2025 - March 23, 2026

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
Bellingham, WA
Past

December 19, 2025 - March 23, 2026

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

October 8, 2024 - September 5, 2025

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Bellingham, WA
Past

October 8, 2024 - September 5, 2025

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Bellingham, WA
Past

September 30, 2020 - September 9, 2024

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
LOS ANGELES, CA
Past

August 28, 2020 - September 9, 2024

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
LOS ANGELES, CA
Past

November 30, 2016 - June 24, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SANTA CLARITA, CA
Past

November 29, 2016 - June 24, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SANTA CLARITA, CA
Past

January 11, 2013 - October 17, 2016

VFG ADVISORS, INC.

RIA
CRD#: 150370
CULVER CITY, CA
Past

August 27, 2012 - October 17, 2016

VFG SECURITIES, INC.

BD
CRD#: 15121
CULVER CITY, CA
Past

March 9, 2012 - September 26, 2012

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
TOLUCA LAKE, CA
Past

November 13, 2006 - December 31, 2011

BROKERSXPRESS LLC

BD
CRD#: 127081
NORTH HOLLYWOOD, CA
Past

August 27, 2002 - September 25, 2006

EQUITY SERVICES, INC.

RIA
CRD#: 265
TOLUCA LAKE, CA
Past

August 12, 2002 - September 25, 2006

EQUITY SERVICES, INC.

BD
CRD#: 265
TOLUCA LAKE, CA
Past

June 13, 2001 - May 13, 2002

CROWELL, WEEDON & CO.

BD
CRD#: 193
LOS ANGELES, CA
Past

October 11, 2000 - May 24, 2001

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY
Past

June 16, 1999 - October 16, 2000

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA
Past

February 10, 1998 - February 8, 1999

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

October 18, 1995 - December 31, 1996

SUNSET FINANCIAL SERVICES, INC.

BD
CRD#: 3538
KANSAS CITY, MO
Past

March 7, 1995 - October 20, 1995

LOCUST STREET SECURITIES, INC.

BD
CRD#: 1703
DES MOINES, IA
Past

June 14, 1994 - January 30, 1995

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY
Past

January 1, 1994 - May 5, 1994

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

January 1, 1994 - May 5, 1994

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STIRLINGSHIRE INVESTMENTS
STIRLINGSHIRE INVESTMENTS | STIRLINGSHIRE RIA LLC. | STIRLINGSHIRE RIA LLC

CRD#: 327779 / SEC#: 801-128665

RIA
Registered Investment Advisory firm - (9/7/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/25/2026)
IAR
California
(3/25/2026)
RR
Idaho
(3/25/2026)
IAR
Idaho
(3/25/2026)
RR
Oregon
(3/25/2026)
RR
Washington
(3/25/2026)
IAR
Washington
(3/25/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/9/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/8/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/22/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/23/1993
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SI
STIRLINGSHIRE INVESTMENTS
STIRLINGSHIRE INVESTMENTS | STIRLINGSHIRE RIA LLC. | STIRLINGSHIRE RIA LLC

CRD#: 327779 / SEC#: 801-128665

RIA
Registered Investment Advisory firm - (9/7/2023 Approved)
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Contact information

Main Address
15 W 38th St. #704, New York, NY 10018
Mailing Address
Phone number
(877) 600-7026
Established
Firm type
Fiscal year end
# of Employees
29

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STIRLINGSHIRE ADV PART 2 (1/27/2026)

Regulatory assets under management

Total Number of Accounts1,135
AUM (Assets Under Management)$ 179,802,588

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STIRLINGSHIRE INVESTMENTS

CRD#: 327779Bellingham, WA

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