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SR

Sean T. Riley

OUTSET GLOBAL TRADING LIMITED
Morristown, NJ 07960
Some features on this profile are disabled
CRD#: 2401177
SR

Professional summary

Sean Thomas Riley is a registered financial professional currently at OUTSET GLOBAL TRADING LIMITED located in Morristown, New Jersey.

Sean is registered as a RR (Registered Representative) and started their career in finance in 1993. Sean has worked at 5 firms and has passed the Series 63, SIE, Series 57, Series 7, Series 55, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Thomas Riley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 8, 2025 - Present

OUTSET GLOBAL TRADING LIMITED

Office #1: 89 Headquarters Plaza, Morristown, NJ 07960
BD
CRD#: 281065
Morristown, NJ
Past

October 20, 2016 - September 22, 2025

TOURMALINE PARTNERS, LLC

BD
CRD#: 154492
Morristown, NJ
Past

March 8, 2000 - February 22, 2002

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

February 16, 1994 - February 29, 2000

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

October 11, 1993 - November 16, 1993

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/8/2025)
RR
Connecticut
(12/8/2025)
RR
Florida
(12/8/2025)
RR
Massachusetts
(12/8/2025)
RR
New Jersey
(12/8/2025)
RR
New York
(12/8/2025)
RR
Texas
(12/8/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/28/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 11/4/2016
Securities Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/20/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 6/29/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 6
Date: 10/8/1993
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/26/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OG
OUTSET GLOBAL TRADING LIMITED
OUTSET GLOBAL TRADING LIMITED

CRD#: 281065 / SEC#: , 8-69657

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1120 Avenue Of Americas 14th Floor, New York, NY 10036
Mailing Address
1120 Avenue Of The Americas 14th Floor, New York, NY 10036
Phone number
(212) 390-0904
Established
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BANDEEN, ADAM DRUMMONDPRESIDENT & CCO2389750
MCCABE, RAYMOND FRANCISCEO & EXECUTIVE REPRESENTATIVE2577501
LEIGHTON, RICHARD JAMESFINOP/CFO5789877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OUTSET GLOBAL TRADING LIMITED

CRD#: 281065Morristown, NJ 07960

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