James A. Hitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Adam Hitt was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1994. James had worked at 4 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2009 - April 11, 2012
SIGNAL HILL CAPITAL GROUP LLC
June 14, 1999 - January 6, 2009
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - June 14, 1999
DB ALEX. BROWN LLC
February 4, 1994 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/3/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
SIGNAL HILL CAPITAL GROUP LLC
CRD#: 122782 / SEC#: , 8-65530
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIGNAL HILL HOLDINGS LLC | INVESTOR | |
| ANDREWS, GREGORY DOUGLAS | FINOP/CFO | 2065440 |
| CRAIG, ELISABETH FANDETTI | GENERAL COUNSEL | 4293744 |
| DONOHUE, JOSEPH THOMAS | DIRECTOR | 1630441 |
| DONOVAN, MOIRA MELLOY | CHIEF COMPLIANCE OFFICER | 2777423 |
| EDMONDSON, ERIC WINSTON | VICE CHAIRMAN | 1441360 |
| IKEDA, HIROKI | DIRECTOR | 2485395 |
| KOHR, WILLIAM EDWARD | DIRECTOR | 1563851 |
| NAKAMURA, NAOYA | DIRECTOR | 5730603 |
| SAWANO, TAKAYUKI | DIRECTOR | 1763737 |
| SUZUKI, NAOKI | DIRECTOR | 6643504 |
| WIELER, SCOTT ALAN | CHAIRMAN, CEO, DIRECTOR | 1946538 |
Red Flags
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