Jeffrey R. Lashley

LASHLEY WEALTH MANAGEMENT

SARASOTA, FL 34236

Some features on this profile are disabled

CRD#: 2401031

Professional summary

Jeffrey R Lashley, who also goes by Jeffrey Robert Lashley, is a registered financial advisor currently at LASHLEY WEALTH MANAGEMENT located in Sarasota, Florida.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Robert Lashley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LASHLEY WEALTH MANAGEMENT; IS INVESTMENT RELATED; 1990 MAIN ST., SUITE 750 SARASOTA,FL 34236. DBA TO OFFER INVESTMENT AND ADVISORY SERVICES. POSITION IS OWNER. STARTED 12/1/2005. APPROX 150 HRS/MONTH ON THIS BUSINESS ALL DURING SECURITY TRADING HOURS. DUTIES ARE TO OFFER INVESTMENT AND ADVISORY SERVICES. Morning Glory Ministries ; Investment related: No; 416 West 12th Street Kansas City Missouri 64105 USA; Morning Glory serves the home-less of Kansas City breakfast Monday through Friday.; Board Member and Volunteer; 2021-12-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Preparing and serving breakfast to the home-less of Kansas City. Meeting with committee members for annual Christmas fund raiser.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey R Lashley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2023 - Present

LASHLEY WEALTH MANAGEMENT

Office #1: 1990 Main Street Suite 750, Sarasota, FL 34236

RIA

CRD#: 328154

SARASOTA, FL

Past

August 16, 2021 - November 8, 2023

NATIONS FINANCIAL GROUP, INC.

RIA

CRD#: 44181

Sarasota, FL

Past

August 13, 2021 - October 20, 2023

NATIONS FINANCIAL GROUP, INC.

CRD#: 44181

Sarasota, FL

Past

December 6, 2005 - August 24, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

LEAWOOD, KS

Past

December 2, 2005 - August 23, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

LEAWOOD, KS

Past

July 11, 2003 - December 6, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

OVERLAND PARK, KS

Past

July 11, 2003 - December 6, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

OVERLAND PARK, KS

Past

January 3, 2000 - July 30, 2003

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

OVERLAND PARK, KS

Past

November 26, 1999 - July 30, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 1, 1994 - November 30, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 1, 1994 - September 13, 1994

MARK TWAIN BROKERAGE SERVICES, INC.

CRD#: 16925

Past

April 21, 1994 - June 29, 1994

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/17/2023)

IAR

Kansas
(7/15/2024)

IAR

Missouri
(9/12/2024)

IAR

Texas
(10/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/10/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/2/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/22/2006

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/6/2006

General Securities Sales Supervisor - Options Module Examination

Current Firm

LASHLEY WEALTH MANAGEMENT

LASHLEY WEALTH MANAGEMENT | LASHLEY WEALTH MANAGEMENT INC.

CRD#: 328154 / SEC#: 801-128825

RIA

Registered Investment Advisory firm - (9/16/2024 Terminated)

Florida

Registered Investment Advisory firm - (7/15/2024 Approved)

Kansas

Registered Investment Advisory firm - (7/15/2024 Approved)

Missouri

Registered Investment Advisory firm - (9/12/2024 Approved)

Texas

Registered Investment Advisory firm - (3/14/2024 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1990 Main Street Suite 750, Sarasota, FL 34236

Mailing Address

Phone number

(913) 338-2400

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 71,170,873

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lea Smith Johnson

OSAIC WEALTH, INC.

IAR

Bradenton, FL

John Darby

GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

IAR

SARASOTA, FL

Adam Ausloos

ADVICEWORKS WEALTH ADVISORS

IAR

SARASOTA, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey R. Lashley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey R Lashley's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONS FINANCIAL GROUP, INC.

NATIONS FINANCIAL GROUP, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MARK TWAIN BROKERAGE SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/2024

Series 63

Date: 3/10/1994

SIE

Date: 10/1/2018

Series 7

Date: 3/2/1994

Series 10

Date: 12/22/2006

Series 9

Date: 12/6/2006

Current Firm

LASHLEY WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LASHLEY WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors