Anthony M. Tanico
Professional summary
Anthony Michael Tanico was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Anthony had worked at 9 firms, which includes KLEIN MAUS & SHIRE INC., ROSS SECURITIES CORP., J.P. TURNER & COMPANY L.L.C., ARGENT SECURITIES INC., LCP CAPITAL CORP., TOLUCA PACIFIC SECURITIES CORP., HANOVER STERLING & COMPANY LTD., BARRETT DAY SECURITIES INC., RUSSO SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 1999 - December 7, 1999
KLEIN, MAUS & SHIRE INC.
October 27, 1998 - December 8, 1998
ROSS SECURITIES CORP.
August 27, 1997 - August 11, 1998
J.P. TURNER & COMPANY, L.L.C.
May 14, 1997 - August 12, 1997
ARGENT SECURITIES, INC.
January 17, 1996 - June 6, 1997
LCP CAPITAL CORP.
September 21, 1995 - January 1, 1996
TOLUCA PACIFIC SECURITIES CORP.
January 13, 1995 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
July 6, 1994 - January 15, 1995
BARRETT DAY SECURITIES, INC.
May 4, 1994 - June 23, 1994
RUSSO SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
KLEIN, MAUS & SHIRE INC.
CRD#: 20527 / SEC#: , 8-38302
Contact information
Documents
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