Joseph M. Gallagher

PACIFIC CREST ASSET MANAGEMENT LLC

Kentfiled, CA

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CRD#: 2400793

Professional summary

Joseph Michael Gallagher, who also goes by J. Michael Gallagher, Mike Gallagher, is a registered financial advisor currently at PACIFIC CREST ASSET MANAGEMENT LLC located in Kentfiled, California.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Joseph has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J. Michael Gallagher | Mike Gallagher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Gallagher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2024 - Present

PACIFIC CREST ASSET MANAGEMENT LLC

RIA

CRD#: 333135

Kentfiled, CA

Past

October 22, 2024 - January 2, 2025

LEE, KIMUN

RIA

CRD#: 118512

San Francisco, CA

Past

May 14, 2013 - November 13, 2024

DORSEY CAPITAL MANAGEMENT

RIA

CRD#: 131519

KENTFIELD, CA

Past

April 8, 1994 - May 16, 2013

WHV INVESTMENTS, INC.

RIA

CRD#: 107214

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/31/1993

Uniform Investment Adviser Law Examination

Current Firm

PACIFIC CREST ASSET MANAGEMENT LLC

CRD#: 333135 / SEC#:

California

Registered Investment Advisory firm - (11/22/2024 Approved)

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Contact information

Main Address

Kentfield, CA

Mailing Address

Phone number

(415) 269-2798

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph M. Gallagher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Gallagher's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC CREST ASSET MANAGEMENT LLC

LEE, KIMUN

DORSEY CAPITAL MANAGEMENT

WHV INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/31/1993

Current Firm

PACIFIC CREST ASSET MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

PACIFIC CREST ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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