John M. Lunghino

WNY ASSET MANAGEMENT

Amherst, NY 14226

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CRD#: 2400782

Professional summary

John Matthew Lunghino is a registered financial advisor currently at WNY ASSET MANAGEMENT, LLC located in Amherst, New York and LPL FINANCIAL LLC located in Amherst, New York.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. John has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 07/2025 - Generational Wealth Services - Business Entity For Tax/Investment Purposes Only - Investment Related - Home Based - Start Date 04/01/2024 - 10 hours per month/ 5 hours during trading 2- 07/2025 - JOHN MATTHEW LUNGHINO - Author - Not Investment Related - At Reported Business Location(s) - Start Date 12/01/2019 - 0 hours per month/ 0 hours during trading 3- 07/2025 - John M. Lunghino - Notary - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/1999 - 1 hour per month/ 0 hours during trading 4- 07/2025 -John M Lunghino - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/1995 - 2 hours per month/ 2 hours during trading 5- 07/2025 - JOHN LUNGHINO - Tax Prep/Accounting/CPA - CPA - Investment Related - At Reported Business Location(s) - Start Date 01/01/1988 - 1 hour per month/ 0 hours during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Matthew Lunghino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2020 - Present

WNY ASSET MANAGEMENT, LLC

Office #1: 4925 Main St Suite 202, Amherst, NY 14226

RIA

CRD#: 153872

Amherst, NY

Current

July 10, 2025 - Present

LPL FINANCIAL LLC

Office #1: 4925 Main Street Suite 202, Amherst, NY 14226

RIA

CRD#: 6413

Amherst, NY

Past

December 14, 2017 - December 31, 2022

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

Amherst, NY

Past

December 14, 2017 - July 10, 2025

CADARET, GRANT & CO., INC.

CRD#: 10641

Amherst, NY

Past

August 6, 2013 - December 14, 2017

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

AMHERST, NY

Past

August 2, 2013 - December 14, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

AMHERST, NY

Past

November 1, 2006 - August 7, 2013

WALL STREET FINANCIAL GROUP, INC.

RIA

CRD#: 35830

AMHERST, NY

Past

October 16, 2006 - August 7, 2013

WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830

AMHERST, NY

Past

November 3, 1993 - October 19, 2006

SECURITIES AMERICA, INC.

CRD#: 10205

CHEEKTOWAGA, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WNY ASSET MANAGEMENT, LLC

SPECTRUM WEALTH MANAGEMENT | WNY ASSET MANAGEMENT, LLC

CRD#: 153872 / SEC#: 801-71632

RIA

Registered Investment Advisory firm - (7/9/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New York
(7/12/2021)

New York
(7/10/2025)

IAR

Texas
(7/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/12/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/2/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/2/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

WNY ASSET MANAGEMENT, LLC

SPECTRUM WEALTH MANAGEMENT | WNY ASSET MANAGEMENT, LLC

CRD#: 153872 / SEC#: 801-71632

RIA

Registered Investment Advisory firm - (7/9/2010 Approved)

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Contact information

Main Address

6500 Sheridan Drive, Suite 200, Williamsville, NY 14221

Mailing Address

Phone number

(716) 626-0060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (7/14/2025)

Regulatory assets under management

Total Number of Accounts	6,673
AUM (Assets Under Management)	$ 1,450,691,313

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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LPL FINANCIAL LLC

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Advisor Monitoring

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John M. Lunghino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Matthew Lunghino's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

WALL STREET FINANCIAL GROUP, INC.

WALL STREET FINANCIAL GROUP, INC.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

WNY ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/12/2003

Series 63

Date: 11/2/1993

SIE

Date: 10/1/2018

Series 7

Date: 8/12/2003

Series 6

Date: 11/2/1993

FINRA

Current Firm

WNY ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WNY ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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