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William Howard Leete JR

William H. Leete

MONTE FINANCIAL GROUP
Guilford, CT 06437
Some features on this profile are disabled
CRD#: 2400776
William Howard Leete JR

Professional summary

William Howard Leete JR, CFP®, who also goes by Bill Leete, William Howard Leete, is a registered financial advisor currently at MONTE FINANCIAL GROUP, LLC located in Guilford, Connecticut.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. William has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bill Leete | William Howard Leete

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Howard Leete JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2008

Experience

Current

March 4, 2016 - Present

MONTE FINANCIAL GROUP, LLC

Office #1: 30 Long Hill Road, Guilford, CT 06437
RIA
CRD#: 150119
Guilford, CT
Past

September 24, 2014 - March 9, 2016

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
MADISON, CT
Past

September 12, 2014 - March 9, 2016

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
MADISON, CT
Past

February 4, 2005 - September 10, 2014

LPL FINANCIAL LLC

RIA
CRD#: 6413
NORTH BRANFORD, CT
Past

February 4, 2005 - September 10, 2014

LPL FINANCIAL LLC

BD
CRD#: 6413
NORTH BRANFORD, CT
Past

January 2, 2002 - February 23, 2005

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
NEW HAVEN, CT
Past

October 3, 2001 - February 23, 2005

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

September 22, 1993 - March 17, 1994

L.C. WEGARD & CO., INC.

BD
CRD#: 3722

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MONTE FINANCIAL GROUP, LLC
GOLDEN ASSETS, LLC | MONTE FINANCIAL GROUP, LLC

CRD#: 150119 / SEC#: 801-70207

RIA
Registered Investment Advisory firm - (6/4/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(3/4/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/23/2001
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/24/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/9/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 7/27/2004
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 10/2/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/5/2005
General Securities Principal Examination

Current Firm

MF
MONTE FINANCIAL GROUP, LLC
GOLDEN ASSETS, LLC | MONTE FINANCIAL GROUP, LLC

CRD#: 150119 / SEC#: 801-70207

RIA
Registered Investment Advisory firm - (6/4/2009 Approved)
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Contact information

Main Address
30 Long Hill Road, Guilford, CT 06437
Mailing Address
Phone number
(203) 453-6851
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MONTE FINANCIAL GROUP, LLC (3/25/2025)

Regulatory assets under management

Total Number of Accounts459
AUM (Assets Under Management)$ 426,568,880

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONTE FINANCIAL GROUP, LLC

CRD#: 150119Guilford, CT 06437

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