Steven H. Berner
Professional summary
Steven Harold Berner, CFP® is a registered financial advisor currently at KMG FIDUCIARY PARTNERS, LLC located in Birmingham, Michigan.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Steven has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Harold Berner's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
January 17, 2020 - Present
KMG FIDUCIARY PARTNERS, LLC
Office #1: 410 S. Old Woodward Ave Suite 300, Birmingham, MI 48009November 5, 2010 - January 21, 2020
MORGAN STANLEY
November 5, 2010 - January 21, 2020
MORGAN STANLEY
November 29, 2006 - November 12, 2010
UBS FINANCIAL SERVICES INC.
January 2, 2004 - November 12, 2010
UBS FINANCIAL SERVICES INC.
June 2, 2000 - January 7, 2004
MORGAN STANLEY DW INC.
February 25, 1994 - June 2, 2000
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
KMG FIDUCIARY PARTNERS, LLC
CRD#: 298331 / SEC#: 801-113981
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/17/2020)
Exams
Series 8
Date: 7/7/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
KMG FIDUCIARY PARTNERS, LLC
CRD#: 298331 / SEC#: 801-113981
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,849 |
| AUM (Assets Under Management) | $ 1,598,774,979 |
Red Flags
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