Rhoda C. Peritz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rhoda Charlotte Peritz, who also goes by Rhoda Charlotte Peritz Maletta, Rhoda Charlotte Peritz Maletta, was a registered financial professional .
Rhoda is a previously registered financial professional and started their career in finance in 1993. Rhoda had worked at 10 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2024 - November 20, 2024
GLOBAL ATLANTIC DISTRIBUTORS, LLC
July 7, 2021 - June 27, 2023
FRANKLIN DISTRIBUTORS, LLC
November 18, 2020 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
June 9, 2017 - May 1, 2019
SANTANDER US CAPITAL MARKETS LLC
April 1, 2015 - March 8, 2016
BLACKROCK INVESTMENTS, LLC
March 13, 2009 - June 20, 2014
BARCLAYS CAPITAL INC.
September 19, 2008 - February 24, 2009
NEUBERGER BERMAN BD LLC
September 10, 1993 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
September 10, 1993 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
September 10, 1993 - September 24, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/24/2000
Limited Representative-Equity Trader ExamCurrent Firm
GLOBAL ATLANTIC DISTRIBUTORS, LLC
CRD#: 8326 / SEC#: , 8-25027
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLOBAL ATLANTIC (FIN) COMPANY | OWNER | |
| BICKLER, JASON ALEXANDER | PRESIDENT AND MANAGER | 4164884 |
| MOORCROFT, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER | 4258952 |
| NELSON, PAULA GENEVIEVE | MANAGER, HEAD OF DISTRIBUTION | 2015528 |
| PAULOUSKY, MICHAEL RYAN | TREASURER | 7339297 |
| RAMOS, SAMUEL | GENERAL COUNSEL AND SECRETARY | 6722343 |
| RIP, OLGA | FINOP AND CHIEF FINANCIAL OFFICER | 5440553 |
| RUTHERFORD, KELLY JUNE | SENIOR VICE-PRESIDENT | 7282305 |
| SIEGEL, DEAN CYRUS | VICE PRESIDENT | 3224832 |
| TODD, ERIC DAVID | MANAGER | 2175308 |
| WEISS, DAVID LEE | SENIOR VICE PRESIDENT | 2345057 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
