Robert Robbins
Professional summary
Robert Robbins is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Matthews, North Carolina and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Robert has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Robbins's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 24, 2023 - Present
T. ROWE PRICE ASSOCIATES, INC.
July 5, 2023 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231July 7, 2021 - May 18, 2023
FRANKLIN DISTRIBUTORS, LLC
October 31, 2016 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
March 4, 2015 - October 6, 2016
LPL FINANCIAL LLC
November 25, 2014 - October 6, 2016
LPL FINANCIAL LLC
March 31, 2006 - July 21, 2006
ROBBINS CAPITAL, L.L.C.
April 8, 1994 - July 27, 1999
RAYMOND JAMES & ASSOCIATES, INC.
September 17, 1993 - November 2, 1993
CHATFIELD DEAN & CO., INC.
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
