Jacqueline F. Hampton
Professional summary
Jacqueline Fults Hampton, who also goes by Jackie Fults, Jacqueline Jeanne Fults, Jacqueline Fults, is a registered financial professional currently at USCA SECURITIES LLC located in Houston, Texas.
Jacqueline is registered as a RR (Registered Representative) and started their career in finance in 1994. Jacqueline has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jacqueline Fults Hampton's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2010 - Present
USCA SECURITIES LLC
Office #1: 4444 Westheimer Suite G500, Houston, TX 77027October 13, 1999 - December 7, 2010
UBS FINANCIAL SERVICES INC.
October 13, 1999 - December 7, 2010
UBS FINANCIAL SERVICES INC.
August 30, 1995 - October 7, 1999
COMERICA SECURITIES
October 19, 1994 - April 19, 1995
COMERICA FINANCIAL SERVICES, INC.
February 25, 1994 - December 31, 1995
FIMCO SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/27/2022)
(4/27/2022)
(1/20/2011)
(1/27/2011)
(1/20/2011)
(1/28/2011)
(1/20/2011)
(6/1/2018)
(1/25/2011)
(1/20/2011)
(1/25/2011)
(11/16/2021)
(9/22/2018)
(1/20/2011)
(1/20/2011)
(1/25/2011)
(10/15/2018)
(10/23/2013)
(3/17/2011)
(9/7/2011)
(1/25/2011)
(1/20/2011)
(4/27/2022)
(11/10/2017)
(2/4/2011)
(3/21/2014)
(12/1/2023)
(4/27/2022)
(1/20/2011)
(1/20/2011)
(1/20/2011)
(1/20/2011)
(1/20/2011)
(1/25/2011)
(5/27/2014)
(1/20/2011)
(3/23/2021)
(4/13/2016)
(12/2/2010)
(1/25/2011)
(1/25/2011)
(1/20/2011)
(6/4/2021)
(8/6/2020)
Exams
FINRA
Current Firm
USCA SECURITIES LLC
CRD#: 103789 / SEC#: , 8-52285
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. CAPITAL WEALTH, LLC | OWNER | |
| BOWLING, ELIZABETH COURTNEY | HEAD OF LEGAL AND COMPLIANCE | 6335464 |
| DEJONCKHEERE, KASEY LIZANN | CFO, U.S. CAPITAL ADVISORS LLC | 3071831 |
| HODGES, ELIZABETH | CHIEF COMPLIANCE OFFICER | 5418587 |
| KING, DAVID MICHAEL | MANAGING PARTNER | 2446459 |
| MARTINEZ, MARGARITA YVETTE | PFO/CONTROLLER | 4724529 |
| MENDENHALL, PATRICK MICHAEL | MANAGING PARTNER/HEAD OF WEALTH MANAGEMENT | 1068809 |
| SURPRENANT, THERESE | LEGAL & REGULATORY COUNSEL |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
