Jacqueline Fults Hampton
Professional Summary
Jacqueline Fults Hampton, who also goes by Jackie Fults, Jacqueline Jeanne Fults, Jacqueline Fults, is a registered financial advisor currently at ARAX SECURITIES LLC located in Houston, Texas. Jacqueline is registered as a RR (Registered Representative) and started their career in finance in 1994. Jacqueline has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jackie Fults, Jacqueline Jeanne Fults, Jacqueline Fults
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ARAX SECURITIES LLC | USCA SECURITIES LLC | U.S. CAPITAL WEALTH | U.S. CAPITAL ADVISORS | LEDGEWOOD CAPITAL MANAGEMENT, LLC
Contact Information
Main Address
4444 Westheimer Suite G500, Houston, TX 77027Mailing Address
4444 Westheimer Suite G500, Houston, TX 77027Phone Number
(713) 366-0500Established
Delaware since 12/16/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. CAPITAL WEALTH, LLC | OWNER | — |
| BOWLING, ELIZABETH COURTNEY | HEAD OF LEGAL AND COMPLIANCE, U.S. CAPITAL WEALTH, LLC | 6335464 |
| DEJONCKHEERE, KASEY LIZANN | CFO, U.S. CAPITAL WEALTH, LLC | 3071831 |
| HODGES, ELIZABETH | CHIEF COMPLIANCE OFFICER | 5418587 |
| KING, DAVID MICHAEL | PRESIDENT AND MANAGING PARTNER, U.S. CAPITAL WEALTH, LLC | 2446459 |
| MENDENHALL, PATRICK MICHAEL | MANAGING PARTNER | 1068809 |
| RYAN, KIMBERLY ANN | FINOP | 4316310 |
Disclosures
Regulatory Event
1Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/27/2022)
(4/27/2022)
(1/20/2011)
(1/27/2011)
(1/20/2011)
(1/28/2011)
(1/20/2011)
(6/1/2018)
(1/25/2011)
(1/20/2011)
(1/25/2011)
(11/16/2021)
(9/22/2018)
(1/20/2011)
(1/20/2011)
(1/25/2011)
(10/15/2018)
(10/23/2013)
(3/17/2011)
(9/7/2011)
(1/25/2011)
(1/20/2011)
(4/27/2022)
(11/10/2017)
(2/4/2011)
(3/21/2014)
(12/1/2023)
(4/27/2022)
(1/20/2011)
(1/20/2011)
(1/20/2011)
(1/20/2011)
(1/20/2011)
(1/25/2011)
(5/27/2014)
(1/20/2011)
(3/23/2021)
(4/13/2016)
(12/2/2010)
(1/25/2011)
(1/25/2011)
(1/20/2011)
(6/4/2021)
(8/6/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1993About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jacqueline Fults Hampton's CRS (Customer Relationship Summary).
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