Daryl E. Lazauskas

JOHN-LUKE FINANCIAL

The Woodlands, TX 77380

Some features on this profile are disabled

CRD#: 2400160

Professional summary

Daryl Edward Lazauskas is a registered financial advisor currently at JOHN-LUKE FINANCIAL, LLC located in The Woodlands, Texas.

Daryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Daryl has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA: JOHN-LUKE FINANCIAL,LLC; INVESTMENT RELATED; 2219 SAWDUST ROAD, UNIT 201, THE WOODLANDS, TX 77380; SECURITIES, FINANCIAL PLANNING; ANNUITIES; INVESTMENT ADVISORY REP/FINANCIAL PLANNER; STARTED 06/2005; 160 HRS/MO. 2. EQUITY INDEXED ANNUITIES WITH ALLIANZ, ING, AMERICAN EQUITY, F&G, SUNLIFE, OLD MUTUAL, INVESTORS INSURANCE CORPORATION, AVIVA; NOT INVESTMENT RELATED; 10 HRS/MO. JOHN-LUKE FINANCIAL, LLC POSITION: IAR / OWNER NATURE: SECURITIES AND INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 130 START DATE: 04/02/2007 ADDRESS: 2219 SAWDUST ROAD, UNIT 203, THE WOODLANDS, TX 77380 DESCRIPTION: MEET WITH PROSPECTS AND DO NEEDS ANALYSIS AND MAKE RECOMMENDATIONS FOR THEIR ASSETS, MAINTAIN RELATIONSHIP AND ACCOUNTS WITH ONGOING CLIENTS, SECURITIES AND INSURANCE SALES INSURANCE SALES POSITION: OWNER NATURE: INSURANCE SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 130 START DATE: 02/2007 ADDRESS: 2219 SAWDUST ROAD, UNIT 203, THE WOODLANDS TX 77380 DESCRIPTION: SALE OF INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daryl Edward Lazauskas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 13, 2017 - Present

JOHN-LUKE FINANCIAL, LLC

Office #1: 2219 Sawdust Rd Suite 203, The Woodlands, TX 77380

RIA

CRD#: 288252

The Woodlands, TX

Past

June 15, 2005 - July 31, 2017

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

THE WOODLANDS, TX

Past

June 1, 2005 - July 31, 2017

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

THE WOODLANDS, TX

Past

October 17, 2003 - June 6, 2005

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

HOUSTON, TX

Past

October 15, 2001 - June 6, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

October 15, 2001 - June 6, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

May 21, 1997 - December 31, 1999

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

January 13, 1995 - January 13, 1997

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

April 7, 1994 - January 16, 1995

SECURITIES MANAGEMENT & RESEARCH, INC.

CRD#: 759

CEDAR RAPIDS, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(8/7/2020)

IAR

Texas
(7/13/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/27/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/19/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/11/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

JOHN-LUKE FINANCIAL, LLC

JOHN-LUKE FINANCIAL, LLC | MLDL HOLDINGS LLC

CRD#: 288252 / SEC#:

Nebraska

Registered Investment Advisory firm - (8/7/2020 Approved)

Texas

Registered Investment Advisory firm - (7/13/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2219 Sawdust Rd Suite 203, The Woodlands, TX 77380

Mailing Address

Phone number

(281) 292-5900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	590
AUM (Assets Under Management)	$ 82,968,567

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Casey Mack

THE SUM

IAR

The Woodlands, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daryl E. Lazauskas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daryl Edward Lazauskas's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

PRINCIPAL SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

SECURITIES MANAGEMENT & RESEARCH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/27/2003

Series 63

Date: 10/19/2001

SIE

Date: 7/31/2017

Series 7

Date: 12/17/2002

Series 6

Date: 10/11/2001

Current Firm

JOHN-LUKE FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JOHN-LUKE FINANCIAL, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors