John J. Buonocore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Buonocore was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2017 - May 4, 2018
ADVICEWORKS WEALTH ADVISORS
July 11, 2013 - October 30, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
October 28, 2003 - October 30, 2015
J.P. TURNER & COMPANY, L.L.C.
May 13, 2002 - October 21, 2003
INDIANAPOLIS SECURITIES, INC.
January 10, 2002 - May 9, 2002
LH ROSS & COMPANY, INC.
April 25, 2001 - November 9, 2001
DPEC CAPITAL, INC.
June 29, 2000 - March 28, 2001
TRADE.COM ONLINE SECURITIES, INC.
October 15, 1998 - June 28, 2000
AUERBACH, POLLAK & RICHARDSON INC.
July 30, 1998 - August 13, 1998
PRIME CHARTER LTD.
February 6, 1998 - February 25, 1998
KSH INVESTMENT GROUP, INC.
October 6, 1997 - December 3, 1997
BRIARWOOD INVESTMENT COUNSEL
September 17, 1996 - December 16, 1996
ROYAL PALM INVESTMENTS, LTD.
May 29, 1996 - May 30, 1996
STATE CAPITAL MARKETS CORPORATION
February 21, 1996 - June 30, 1997
JOSEPH DILLON & COMPANY INC.
October 25, 1995 - December 15, 1995
EURO-ATLANTIC SECURITIES INC.
October 17, 1994 - October 17, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 10/14/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
ADVICEWORKS WEALTH ADVISORS
CRD#: 284674 / SEC#: 801-108163
Contact information
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 9,500,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
