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JB

John Joseph Buonocore

CRD# 2400150·Registered 1994 - 2018
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Joseph Buonocore was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1994 - 2018. John had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

ADVICEWORKS WEALTH ADVISORS·CRD# 284674
RIA
Suamico, WI
October 30, 2017 - May 4, 2018
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC·CRD# 124446
RIA
Green Bay, WI
July 11, 2013 - October 30, 2015
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Green Bay, WI
October 28, 2003 - October 30, 2015
INDIANAPOLIS SECURITIES, INC.·CRD# 10399
BD
Valley Stream, NY
May 13, 2002 - October 21, 2003
LH ROSS & COMPANY, INC.·CRD# 37920
BD
Boca Raton, FL
January 10, 2002 - May 9, 2002
DPEC CAPITAL, INC.·CRD# 103737
BD
New York, NY
April 25, 2001 - November 9, 2001
TRADE.COM ONLINE SECURITIES, INC.·CRD# 36189
BD
New York, NY
June 29, 2000 - March 28, 2001
AUERBACH, POLLAK & RICHARDSON INC.·CRD# 29824
BD
Stamford, CT
October 15, 1998 - June 28, 2000
PRIME CHARTER LTD.·CRD# 25668
BD
New York, NY
July 30, 1998 - August 13, 1998
KSH INVESTMENT GROUP, INC.·CRD# 41817
BD
Great Neck, NY
February 6, 1998 - February 25, 1998
BRIARWOOD INVESTMENT COUNSEL·CRD# 6368
BD
New York, NY
October 6, 1997 - December 3, 1997
ROYAL PALM INVESTMENTS, LTD.·CRD# 28761
BD
Green Acres, FL
September 17, 1996 - December 16, 1996
STATE CAPITAL MARKETS CORPORATION·CRD# 13685
BD
May 29, 1996 - May 30, 1996
JOSEPH DILLON & COMPANY INC.·CRD# 35220
BD
Great Neck, NY
February 21, 1996 - June 30, 1997
EURO-ATLANTIC SECURITIES INC.·CRD# 21367
BD
Boca Raton, FL
October 25, 1995 - December 15, 1995
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
October 17, 1994 - October 17, 1994

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Current Firm

AW
ADVICEWORKS WEALTH ADVISORS

ADVICEWORKS WEALTH ADVISORS | AUSLOOS, ADAM J. | ADVISEWORKS WEALTH ADVISORS LLC | ADVICEWORKS WEALTH ADVISORS LLC

CRD#: 284674 / SEC#: 801-108163

Contact Information

Main Address

1680 Fruitville Rd, Sarasota, FL 34236

Phone Number

(414) 206-2062

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

16

AUM (Assets Under Management)

$9,500,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2015About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Oct 1994

Series 24 — General Securities Principal Examination

Passed May 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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