Nathaniel Fields Burne
CFP®Professional Summary
Nathaniel Fields Burne, CFP®, who also goes by Nathan Burne, Nathaniel F Burne, is a registered financial advisor currently at BURNE FINANCIAL CONCEPTS, LLC located in Watertown, Connecticut. Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Nathaniel has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nathan Burne, Nathaniel F Burne
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
BURNE FINANCIAL CONCEPTS, LLC
Contact Information
Main Address
51 Depot Street Suite 105 B, Watertown, CT 06795Phone Number
(860) 417-2518# of Employees
1SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
411AUM (Assets Under Management)
$113,700,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BURNE FINANCIAL CONCEPTS, LLC
State Registrations and Notice Filings
(7/3/2018)
(12/8/2022)
(12/5/2022)
(8/16/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 1999About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 1999About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Nathaniel Fields Burne's CRS (Customer Relationship Summary).
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