Nathaniel F. Burne

BURNE FINANCIAL CONCEPTS

Watertown, CT 06795

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CRD#: 2400125

Professional summary

Nathaniel Fields Burne, CFP®, who also goes by Nathan Burne, Nathaniel F Burne, is a registered financial advisor currently at BURNE FINANCIAL CONCEPTS, LLC located in Watertown, Connecticut.

Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Nathaniel has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nathan Burne | Nathaniel F Burne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) BURNE REALTY LLC 381 NEILL DRIVE WATERTOWN, CT 06795. BEGAN 6/1/2012 AS PARTNER; BURNE REALTY LLC IS AN ENTITY FORMED TO HOLD 2 PIECES OF REAL ESTATE THAT ARE CURRENTLY RENTED OUT. ONE IS A 4 UNIT APARTMENT BUILDING AND THE OTHER IS A UNIT THAT HOLDS MY OFFICE FOR MY INVESTMENT PRACTICE. NOT INVESTMENT RELATED. DEVOTES 5 HRS/MNTH. NONE DURING TRADING. 2.) WATERTOWN VOLUNTEER FIRE DEPARTMENT, 935 MAIN ST, WATERTOWN, CT, 1/2016 AS TREASURER. NIR - 3 HR/MO - 0/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Fields Burne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

July 3, 2018 - Present

BURNE FINANCIAL CONCEPTS, LLC

Office #1: 51 Depot Street Suite 105 B, Watertown, CT 06795

RIA

CRD#: 293013

Watertown, CT

Past

February 29, 2008 - November 13, 2018

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

WATERTOWN, CT

Past

February 29, 2008 - November 13, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

WATERTOWN, CT

Past

June 11, 2004 - March 3, 2008

MML INVESTORS SERVICES, LLC

CRD#: 10409

WATERTOWN, CT

Past

March 1, 2004 - April 1, 2004

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

DANBURY, CT

Past

March 1, 2004 - April 1, 2004

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

August 25, 2000 - February 24, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

DANBURY, CT

Past

March 16, 1994 - February 24, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BURNE FINANCIAL CONCEPTS, LLC

CRD#: 293013 / SEC#: 801-132246

RIA

Registered Investment Advisory firm - (3/21/2025 Approved)

Connecticut

Registered Investment Advisory firm - (3/31/2025 Terminated)

Florida

Registered Investment Advisory firm - (3/28/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (3/28/2025 Terminated)

New York

Registered Investment Advisory firm - (3/28/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/28/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(7/3/2018)

IAR

Florida
(12/8/2022)

IAR

Louisiana
(12/5/2022)

IAR

Texas
(8/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/29/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/8/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/16/1999

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/16/1999

General Securities Sales Supervisor - Options Module Examination

Current Firm

BURNE FINANCIAL CONCEPTS, LLC

CRD#: 293013 / SEC#: 801-132246

RIA

Registered Investment Advisory firm - (3/21/2025 Approved)

Connecticut

Registered Investment Advisory firm - (3/31/2025 Terminated)

Florida

Registered Investment Advisory firm - (3/28/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (3/28/2025 Terminated)

New York

Registered Investment Advisory firm - (3/28/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/28/2025 Terminated)

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Contact information

Main Address

51 Depot Street Suite 105 B, Watertown, CT 06795

Mailing Address

Phone number

(860) 417-2518

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BURNE FINANCIAL DISCLOSURE BROCHURE (2/21/2025)

Regulatory assets under management

Total Number of Accounts	382
AUM (Assets Under Management)	$ 100,423,644

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathaniel F. Burne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Fields Burne's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MML INVESTORS SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

BURNE FINANCIAL CONCEPTS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/29/1994

SIE

Date: 10/1/2018

Series 7

Date: 3/8/1994

Series 10

Date: 12/16/1999

Series 9

Date: 12/16/1999

Current Firm

BURNE FINANCIAL CONCEPTS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BURNE FINANCIAL CONCEPTS, LLC

TRUST BUT VERIFY

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