John H. Kroeger

PERSONAL BENEFITS PLANNING LLC

Phoenix, AZ 85016

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CRD#: 2399809

Professional summary

John Henry Kroeger, CFP® is a registered financial advisor currently at PERSONAL BENEFITS PLANNING LLC located in Phoenix, Arizona.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. John has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE SALES; JOHN H. KROEGER; P.O. BOX 26069 PHOENIX, AZ 85068; NON-INVESTMENT-RELATED; OWNER; START DATE 2/01/1982; 20 HOURS PER MONTH; SOME OF THESE HOURS ARE DURING MARKET HOURS. REVIEW, PLANNING, RECOMMENDATION, SALE, AND SERVICE OF LIFE, HEALTH, AND DISABILITY, LONG TERM CARE, AND FIXED ANNUITY INSURANCE PRODUCTS. 2) LEGAL DOCUMENT PREPARATION; JOHN H. KROEGER P.O. BOX 26069 PHOENIX, AZ 85068; NON INVESTMENT-RELATED; OWNER; START DATE 1/1/1995; 20 HOURS PER MONTH; SOME OF THESE HOURS ARE DURING MARKET HOURS. PREPARATION OF LEGAL DOCUMENTS FOR CLIENTS NOT REPRESENTED BY LEGAL COUNSEL FOR THE SAME ENGAGEMENT/MATTER. PRIMARY DOCUMENT OFFERINGS INCLUDE THE PREPARATION OF WILLS, TRUSTS, POWERS OF ATTORNEY, WARRANTY DEEDS, BENEFICIARY DEEDS, AND INFORMAL PROBATE FILINGS/NOTICES. SECONDARY DOCUMENT OFFERINGS INCLUDE THE PREPARATION OF LLC, CORPORATION, AND PARTNERSHIP FORMATION DOCUMENTS, PROMISSORY NOTES, BUY/SELL AGREEMENTS, AND RESIDENTIAL REAL ESTATE LEASES. 3) TAX PREPARATION SERVICES; ACCOUNTING SERVICES; SELF-EMPLOYED; 4450 EAST WILLOW AVENUE PHOENIX, AZ 85032; NON INVESTMENT-RELATED; OWNER; START DATE 01/01/2009; 20-120 HOURS PER MONTH; SOME ARE DURING MARKET HOURS. TAX RETURN PREPARATION, TAX CONSULTATION, ACCOUNTING SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

September 4, 2014 - Present

PERSONAL BENEFITS PLANNING LLC

Office #1: 2701 East Thomas Road Suite A, Phoenix, AZ 85016

RIA

CRD#: 172531

Phoenix, AZ

Past

August 3, 2009 - September 2, 2014

FOOTHILL SECURITIES, INC.

CRD#: 1027

PHOENIX, AZ

Past

April 3, 2006 - September 2, 2014

CUE FINANCIAL GROUP, INC.

RIA

CRD#: 21033

PHOENIX, AZ

Past

November 1, 2002 - August 3, 2009

CUE FINANCIAL GROUP, INC.

CRD#: 21033

PHOENIX, AZ

Past

February 22, 1994 - November 5, 2002

FOX & COMPANY INVESTMENTS INC.

CRD#: 18517

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/4/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/2/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/29/1993

General Securities Representative Examination

Current Firm

PERSONAL BENEFITS PLANNING LLC

NONE | PERSONAL BENEFITS PLANNING LLC

CRD#: 172531 / SEC#:

Arizona

Registered Investment Advisory firm - (9/4/2014 Approved)

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Contact information

Main Address

2701 East Thomas Road Suite A, Phoenix, AZ 85016

Mailing Address

Post Office Box 26069, Phoenix, AZ 85068

Phone number

(602) 955-5742

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 2,969,194

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John H. Kroeger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Henry Kroeger's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERSONAL BENEFITS PLANNING LLC

FOOTHILL SECURITIES, INC.

CUE FINANCIAL GROUP, INC.

CUE FINANCIAL GROUP, INC.

FOX & COMPANY INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/2/1993

Series 7

Date: 10/29/1993

Current Firm

PERSONAL BENEFITS PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PERSONAL BENEFITS PLANNING LLC

TRUST BUT VERIFY

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