Ruben Olguin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ruben Olguin was a registered financial professional .
Ruben is a previously registered financial professional and started their career in finance in 1993. Ruben had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2011 - December 31, 2018
TESORO WEALTH MANAGEMENT
January 26, 2005 - December 31, 2006
RUBEN OLGUIN FINANCIAL ADVISORS
January 8, 2004 - February 16, 2011
CFD INVESTMENTS, INC.
January 5, 2004 - February 16, 2011
CREATIVE FINANCIAL DESIGNS, INC.
November 14, 2001 - December 31, 2003
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 25, 2001 - December 31, 2003
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 8, 1995 - October 25, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 8, 1995 - October 25, 2001
OSAIC FA, INC.
September 27, 1994 - November 23, 1994
CHATFIELD DEAN & CO., INC.
June 6, 1994 - May 19, 1995
WMA SECURITIES, INC.
November 24, 1993 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TESORO WEALTH MANAGEMENT
CRD#: 156982 / SEC#:
Contact information
Red Flags
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