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Robert Steven Calavetta

CRD# 2399753·Registered 1993 - 1997
Barred: Robert Steven Calavetta was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Robert Steven Calavetta was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1993 - 1997. Robert had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

ROYAL HUTTON SECURITIES CORP.·CRD# 14489
BD
New York, NY
April 29, 1997 - June 10, 1997
TOLUCA PACIFIC SECURITIES CORP.·CRD# 13875
BD
Burbank, CA
April 29, 1996 - March 6, 1997
J.W. BARCLAY & CO., INC.·CRD# 23350
BD
Woodbridge, NJ
January 5, 1996 - April 26, 1996
A. R. BARON & CO., INC.·CRD# 29285
BD
New York, NY
February 1, 1995 - December 22, 1995
DICKINSON & CO.·CRD# 689
BD
Des Moines, IA
January 9, 1995 - January 27, 1995
ROBERT TODD FINANCIAL CORP.·CRD# 7423
BD
New York, NY
November 15, 1994 - April 25, 1995
HANOVER, STERLING & COMPANY LTD.·CRD# 15491
BD
New York, NY
March 16, 1994 - November 15, 1994
A. R. BARON & CO., INC.·CRD# 29285
BD
New York, NY
October 20, 1993 - March 24, 1994

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Current Firm

RH
ROYAL HUTTON SECURITIES CORP.

FINANCIAL SERVICES MARKETING, INC. | ROYAL HUTTON SECURITIES CORP. | FINANCIAL SERVICES MARKETING,INC.

CRD#: 14489 / SEC#: 8-30742
BD
Terminated by SEC on 07/08/2001

Contact Information

Established

Florida since 09/26/1983

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CEPARANO, LOUIS CEASAREXECUTIVE VICE PRESIDENT2624648
MILLER, DAVID BRIANEXECUTIVE VICE PRESIDENT2666188

Disclosures

Regulatory Event

3

Arbitration

9

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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