NATHAN S. COWEN

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CRD#: 2399693

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

NATHAN STEPHEN COWEN was a registered financial professional .

NATHAN is a previously registered financial professional and started their career in finance in 1993. NATHAN had worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 31, Series 7, Series 6, Series 10 and Series 9 exams.

Biography

Nathan entered the financial industry in 1993 and joined Wealth Enhancement Group in 2020. Nathan provides comprehensive financial planning and investment management, including educational, retirement, and estate planning, to both individuals and families. He assists clients in clearly defining their short- and long-term goals, then personalizing a plan of action to help achieve those goals. He believes that frequent communication, ongoing education, and trust are the hallmarks of a successful client-advisor relationship. Nathan joined Wealth Enhancement Group in 2020 through the SVA Financial Group acquisition. Nathan has been married to his wife Melissa for over 25 years. They have two children: Amber and Tyler. In his free time, Nathan enjoys studying the markets, attending sporting events, and fishing in the Upper Peninsula of Michigan where his parents reside.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Wealth Enhancement Group DBA

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 2, 2021 - October 17, 2024

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA

CRD#: 116407

BROOKFIELD, WI

Past

May 4, 2015 - January 13, 2021

SVA WEALTH MANAGEMENT, LLC

RIA

CRD#: 159216

APPLETON, WI

Past

July 11, 2012 - April 17, 2015

COWEN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 164713

HOBE SOUND, FL

Past

January 5, 2005 - September 16, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

STUART, FL

Past

January 9, 1997 - September 16, 2011

CHARLES SCHWAB & CO., INC.

CRD#: 5393

STUART, FL

Past

April 3, 1996 - November 26, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 7, 1995 - March 21, 1996

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

September 21, 1993 - December 11, 1995

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA

Registered Investment Advisory firm - (12/21/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/3/2005

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/15/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/20/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 8/29/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/6/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/20/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/6/1999

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/6/1999

General Securities Sales Supervisor - Options Module Examination

Current Firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA

Registered Investment Advisory firm - (12/21/2001 Approved)

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Contact information

Main Address

505 N Highway 169 Suite 900, Plymouth, MN 55441

Mailing Address

Phone number

(763) 417-1700

Established

Firm type

Fiscal year end

# of Employees

1,230

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEAS ADV PART 2A APPENDIX 1 (10/13/2025)

WEAS ADV PART 2A (10/13/2025)

Regulatory assets under management

Total Number of Accounts	186,400
AUM (Assets Under Management)	$ 94,632,028,506

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/20/2024	Cover Page	Report
03/05/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

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NATHAN S. COWEN

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SVA WEALTH MANAGEMENT, LLC

COWEN CAPITAL MANAGEMENT, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE ADVISOR SERVICES, INC.

LUTHERAN BROTHERHOOD SECURITIES CORP.

Primary Firm SEC Registration

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/3/2005

Series 65

Date: 4/15/1996

Series 63

Date: 9/20/1993

Series 31

Date: 8/29/1996

Series 7

Date: 9/6/1995

Series 6

Date: 9/20/1993

Series 10

Date: 10/6/1999

Series 9

Date: 10/6/1999

Current Firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

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