William F. Hill

AIM CAPITAL

Scottsdale, AZ 85258

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CRD#: 2399670

Professional summary

William Floyd Hill, CFP®, who also goes by Bill Hill, William F Hill, is a registered financial advisor currently at AIM CAPITAL located in Scottsdale, Arizona and LPL FINANCIAL LLC located in Scottsdale, Arizona.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. William has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Hill | William F Hill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 03/29/10 - DBA THE HILL INVESTMENT GROUP. 2. 09/11/2012: AIM CAPITAL / REGISTERED INVESTMENT ADVISOR / TIME SPENT 100% / SCOTTSDALE, AZ 3. 09/04/2012: NOTARY / SCOTTSDALE, AZ 4. 11/14/2012 - The American Institute for Advanced Investment Management - DBA: (Hybrid) AIM Capital - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA. 5. 09/14/2021 - Agriculture - Not Investment Related - 100 Remington Ranch Rd, Red Lodge MT - Business Owner - Start Date: 10/01/2021 - 1 Hour Per Month/0 Hours During Securities - The property is agriculture land and produces hay for livestock.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Floyd Hill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 4, 2012 - Present

AIM CAPITAL

Office #1: 7337 E Doubletree Ranch Road Suite 195, Scottsdale, AZ 85258

RIA

CRD#: 165183

Scottsdale, AZ

Current

March 29, 2010 - Present

LPL FINANCIAL LLC

Office #1: 7337 E Doubletree Ranch Rd Ste 195, Scottsdale, AZ 85258

RIA

CRD#: 6413

Scottsdale, AZ

Past

May 26, 2010 - December 31, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

SCOTTSDALE, AZ

Past

February 27, 1997 - March 17, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SCOTTSDALE, AZ

Past

August 22, 1994 - April 25, 1995

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AIM CAPITAL

AIM CAPITAL | THE AMERICAN INSTITUTE FOR ADVANCED INVESTMENT MANAGEMENT, LLP

CRD#: 165183 / SEC#: 801-77148

RIA

Registered Investment Advisory firm - (10/4/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/29/2010)

IAR

Arizona
(10/9/2012)

California
(4/9/2010)

Colorado
(5/21/2013)

Massachusetts
(6/3/2021)

IAR

Texas
(10/4/2012)

Washington
(1/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/23/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/28/1999

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/28/1999

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

AIM CAPITAL

AIM CAPITAL | THE AMERICAN INSTITUTE FOR ADVANCED INVESTMENT MANAGEMENT, LLP

CRD#: 165183 / SEC#: 801-77148

RIA

Registered Investment Advisory firm - (10/4/2012 Approved)

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Contact information

Main Address

7337 E Doubletree Ranch Road Suite 195, Scottsdale, AZ 85258

Mailing Address

Phone number

(480) 346-1556

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AIM CAPITAL ADV PART 2A (2/26/2025)

AIM CAPITAL ADV PART 2A APPENDIX 1 (2/26/2025)

Regulatory assets under management

Total Number of Accounts	453
AUM (Assets Under Management)	$ 291,325,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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William F. Hill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Floyd Hill's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CHARLES SCHWAB & CO., INC.

EDWARD JONES

Primary Firm SEC Registration

AIM CAPITAL

State Registrations and Notice Filings

Exams

Series 63

Date: 8/23/1994

SIE

Date: 10/1/2018

Series 7

Date: 8/19/1994

Series 10

Date: 9/28/1999

Series 9

Date: 9/28/1999

FINRA

Current Firm

AIM CAPITAL

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AIM CAPITAL

TRUST BUT VERIFY

Contact information

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