Michael G. Zapper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael George Zapper was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2007 - June 12, 2020
USAA FINANCIAL ADVISORS, INC.
October 2, 1997 - June 12, 2020
USAA INVESTMENT SERVICES COMPANY
September 30, 1997 - June 12, 2020
USAA INVESTMENT SERVICES COMPANY
October 22, 1996 - June 30, 1997
MORGAN STANLEY DW INC.
April 9, 1996 - October 24, 1996
PRUCO SECURITIES, LLC.
July 14, 1994 - October 8, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 14, 1994 - October 8, 1994
SIGNATOR INVESTORS, INC.
November 4, 1993 - December 15, 1993
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
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