Ronald S. Bloomfield
Professional summary
Ronald Sheldon Bloomfield was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ronald is a previously registered financial professional and started their career in finance in 1971. Prior to being barred, Ronald had worked at 19 firms, which includes INTEGRATED TRADING AND INVESTMENTS INC., REGENT CAPITAL GROUP INC., AIS FINANCIAL INC., NATIONAL SECURITIES CORPORATION, LEEB BROKERAGE SERVICES INC., WESTERN INTERNATIONAL SECURITIES INC., NEWPORT COAST SECURITIES INC., NATHAN & LEWIS SECURITIES INC., CONTINENTAL CAPITAL INVESTMENT SERVICES INC., LCP CAPITAL CORP., DOUGLAS BREMEN & CO. INC., PROFESSIONAL BROKERAGE SERVICES INC., STIFEL NICOLAUS & COMPANY INCORPORATED, JESUP & LAMONT SECURITIES CO. INC., JJC SECURITIES CO. INC., A C SECURITIES INC., DREXEL BURNHAM LAMBERT INCORPORATED, DREXEL BURNHAM & CO. INCORPORATED, LEHMAN BROTHERS INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2012 - May 20, 2013
INTEGRATED TRADING AND INVESTMENTS, INC.
January 20, 2011 - June 19, 2012
REGENT CAPITAL GROUP, INC.
August 4, 2008 - December 31, 2010
AIS FINANCIAL, INC.
May 22, 2007 - August 27, 2008
NATIONAL SECURITIES CORPORATION
January 5, 2006 - May 18, 2007
LEEB BROKERAGE SERVICES, INC.
February 13, 2004 - August 5, 2005
WESTERN INTERNATIONAL SECURITIES, INC.
March 9, 1999 - May 12, 2004
NEWPORT COAST SECURITIES, INC.
May 8, 1996 - March 30, 1999
NATHAN & LEWIS SECURITIES, INC.
May 24, 1990 - May 9, 1996
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
February 17, 1989 - August 15, 1990
LCP CAPITAL CORP.
August 12, 1988 - February 28, 1989
DOUGLAS BREMEN & CO., INC.
November 15, 1985 - August 12, 1988
PROFESSIONAL BROKERAGE SERVICES INC.
April 29, 1985 - June 4, 1987
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 1, 1984 - October 11, 1985
JESUP & LAMONT SECURITIES CO., INC.
November 8, 1978 - April 1, 1984
JJC SECURITIES CO., INC.
January 26, 1976 - December 6, 1978
A C SECURITIES, INC.
May 11, 1973 - February 14, 1976
DREXEL BURNHAM LAMBERT INCORPORATED
April 11, 1972 - May 11, 1973
DREXEL BURNHAM & CO. INCORPORATED
November 10, 1971 - April 22, 1972
LEHMAN BROTHERS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/1/1971
Registered Representative ExaminationCurrent Firm
INTEGRATED TRADING AND INVESTMENTS, INC.
CRD#: 47730 / SEC#: , 8-51880
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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