Andrew C. Papp
Professional summary
Andrew Christopher Papp is a registered financial advisor currently at MINISTRY PARTNERS SECURITIES, LLC located in Glendora, California and 724 CAPITAL, LLC located in Glendora, California.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Andrew has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Christopher Papp's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2014 - Present
MINISTRY PARTNERS SECURITIES, LLC
Office #1: 2100 East Route 66, Glendora, CA 91740June 13, 2023 - Present
724 CAPITAL, LLC
Office #1: 2100 E Route 66 Suite 100, Glendora, CA 91740August 6, 2014 - Present
MINISTRY PARTNERS SECURITIES, LLC
Office #1: 2100 East Route 66, Glendora, CA 91740February 19, 2008 - August 7, 2014
CETERA WEALTH SERVICES, LLC
February 15, 2008 - August 7, 2014
CETERA WEALTH SERVICES, LLC
June 26, 2007 - February 19, 2008
CENTAURUS FINANCIAL, INC.
June 26, 2007 - February 19, 2008
CENTAURUS FINANCIAL, INC.
December 6, 2005 - June 27, 2007
BROOKSTREET SECURITIES CORPORATION
September 2, 2005 - June 27, 2007
BROOKSTREET SECURITIES CORPORATION
January 23, 2004 - July 11, 2005
OMNI BROKERAGE, INC.
December 16, 1997 - January 29, 2004
SENTRA SECURITIES CORPORATION
April 16, 1997 - January 29, 2004
SENTRA SECURITIES CORPORATION
March 3, 1997 - April 16, 1997
LAGUNA SECURITIES, INC.
December 7, 1993 - March 12, 1997
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
724 CAPITAL, LLC
CRD#: 318170 / SEC#: 801-123098
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2014)
(8/6/2014)
(8/6/2014)
(8/6/2014)
(8/6/2014)
(7/24/2024)
(8/1/2024)
(11/11/2016)
(3/25/2015)
(9/26/2023)
(2/25/2020)
(10/8/2014)
(8/7/2014)
(8/6/2014)
(10/2/2017)
(8/6/2014)
(8/7/2014)
(8/6/2014)
(8/6/2014)
Exams
FINRA
Current Firm
724 CAPITAL, LLC
CRD#: 318170 / SEC#: 801-123098
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,818 |
| AUM (Assets Under Management) | $ 225,885,389 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
724 CAPITAL, LLC
2nd Vice President - Wealth ManagerCRD#: 318170Glendora, CA 91740TRUST BUT VERIFY
Monitor Andrew Papp
Get automatic monthly alerts on: