Frederick L. Jin
Professional summary
Frederick Leezen Jin, CFP®, who also goes by Fred Jin, is a registered financial advisor currently at COMPAK ASSET MANAGEMENT located in Newport Beach, California and COMPAK SECURITIES, INC. located in Newport Beach, California.
Frederick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Frederick has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frederick Leezen Jin's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2008
Experience
June 9, 2010 - Present
COMPAK ASSET MANAGEMENT
Office #1: 1801 Dove Street, Newport Beach, CA 92660April 5, 2010 - Present
COMPAK SECURITIES, INC.
Office #1: 1801 Dove Street, Newport Beach, CA 92660Office #2: 1801 Dove Street, Newport Beach, CA 92660October 26, 1993 - November 15, 2000
PACIFIC SELECT DISTRIBUTORS, LLC
Primary Firm SEC Registration
COMPAK ASSET MANAGEMENT
CRD#: 109930 / SEC#: 801-58081
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2010)
(6/25/2010)
(6/9/2010)
(6/9/2010)
(6/20/2014)
(2/23/2016)
(2/23/2016)
(3/12/2023)
(3/12/2023)
(3/12/2023)
(3/12/2023)
(3/12/2023)
(3/12/2023)
(3/12/2023)
(6/9/2010)
(6/9/2010)
(3/13/2023)
(3/12/2023)
(3/12/2023)
(6/20/2014)
(2/25/2016)
(6/20/2014)
(2/23/2016)
(3/12/2023)
(6/20/2014)
(2/23/2016)
Exams
FINRA
Current Firm
COMPAK ASSET MANAGEMENT
CRD#: 109930 / SEC#: 801-58081
Contact information
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,264 |
| AUM (Assets Under Management) | $ 1,258,603,087 |
Red Flags
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