John J. Kim
Professional summary
John Juhan Kim is a registered financial advisor currently at GIVING TREE WEALTH ADVISORS located in San Ramon, California.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Juhan Kim's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2021 - Present
GIVING TREE WEALTH ADVISORS
Office #1: 2603 Camino Ramon 200, San Ramon, CA 94583September 12, 2014 - September 29, 2020
LPL FINANCIAL LLC
March 18, 2004 - September 12, 2014
FINANCIAL TELESIS INC
April 3, 2001 - April 19, 2023
KIM FINANCIAL ADVISORS, INC.
February 22, 2000 - March 18, 2004
NORTH COAST SECURITIES CORPORATION
July 17, 1995 - February 15, 2000
THE ADVISORS GROUP, INC.
October 1, 1993 - July 21, 1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 1, 1993 - July 21, 1995
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/12/2021)
Exams
Current Firm
GIVING TREE WEALTH ADVISORS
CRD#: 312361 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 311 |
| AUM (Assets Under Management) | $ 107,177,910 |
Red Flags
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Company Information
GIVING TREE WEALTH ADVISORS
CRD#: 312361San Ramon, CA 94583TRUST BUT VERIFY
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