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GG

Glen Allan Galemmo

CRD# 2399152·Registered 1993 - 2012
Barred: Glen Allan Galemmo was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Glen Allan Galemmo was a registered financial advisor. Glen was a previously registered financial professional and started their career in finance 1993 - 2012. Glen had worked at 10 firms and has passed the Series 63, Series 7, Series 24 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

LANDMARK INVESTMENT GROUP, INC·CRD# 44602
BD
Secaucus, NJ
December 18, 2009 - September 21, 2012
LIGHTSPEED PROFESSIONAL TRADING LLC·CRD# 39293
BD
New York, NY
April 22, 2004 - December 31, 2007
ESSEX & YORK, INC.·CRD# 118495
BD
New York, NY
March 13, 2002 - November 20, 2003
WESTMOORE SECURITIES, INC.·CRD# 44948
BD
Anahiem, CA
May 4, 2001 - March 8, 2002
R.M. STARK & CO., INC.·CRD# 7612
BD
Lake Worth Beach, FL
March 13, 1999 - May 4, 1999
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
September 21, 1998 - January 13, 1999
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
August 27, 1998 - October 5, 1998
R. H. YORK & COMPANY, INC.·CRD# 30099
BD
Covington, KY
January 20, 1997 - September 29, 1998
NATIONAL CLEARING CORP.·CRD# 14343
BD
Sherman Oaks, CA
November 21, 1995 - December 24, 1996
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
October 27, 1993 - October 17, 1995

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Current Firm

LI
LANDMARK INVESTMENT GROUP, INC

LANDMARK INVESTMENT GROUP, INC | SUMMIT CAPITAL TRADING, INC. | SUMMIT CAPITAL TRADING | SUMMIT CAPITAL INVESTMENT GROUP INC.

CRD#: 44602 / SEC#: 8-50746
BD
Cancelled by SEC on 08/12/2014

Contact Information

Established

Ohio since 04/20/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SUMMIT CAPITAL HOLDINGSOWNER—
MORROW, MARK DARRENPRINCIPAL/CEO/CCO1708880

Disclosures

Regulatory Event

2

Judgment/Lien

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1997About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Dec 1994

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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