Glen A. Galemmo
Professional summary
Glen Allan Galemmo was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Glen is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Glen had worked at 10 firms, which includes LANDMARK INVESTMENT GROUP INC, LIGHTSPEED PROFESSIONAL TRADING LLC, ESSEX & YORK INC., WESTMOORE SECURITIES INC., R.M. STARK & CO. INC., WELLS FARGO CLEARING SERVICES LLC, H.J. MEYERS & CO. INC., R. H. YORK & COMPANY INC., NATIONAL CLEARING CORP., AMERIPRISE ADVISOR SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2009 - September 21, 2012
LANDMARK INVESTMENT GROUP, INC
April 22, 2004 - December 31, 2007
LIGHTSPEED PROFESSIONAL TRADING LLC
March 13, 2002 - November 20, 2003
ESSEX & YORK, INC.
May 4, 2001 - March 8, 2002
WESTMOORE SECURITIES, INC.
March 13, 1999 - May 4, 1999
R.M. STARK & CO., INC.
September 21, 1998 - January 13, 1999
WELLS FARGO CLEARING SERVICES, LLC
August 27, 1998 - October 5, 1998
H.J. MEYERS & CO., INC.
January 20, 1997 - September 29, 1998
R. H. YORK & COMPANY, INC.
November 21, 1995 - December 24, 1996
NATIONAL CLEARING CORP.
October 27, 1993 - October 17, 1995
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 12/19/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LANDMARK INVESTMENT GROUP, INC
CRD#: 44602 / SEC#: , 8-50746
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUMMIT CAPITAL HOLDINGS | OWNER | |
| MORROW, MARK DARREN | PRINCIPAL/CEO/CCO | 1708880 |
Disclosures
| Regulatory Event | 2 |
| Judgment/Lien | 1 |
Red Flags
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