Tracy A. Miller

CX INSTITUTIONAL

Oklahoma City, OK 73142

Some features on this profile are disabled

CRD#: 2398923

Professional summary

Tracy Ann Miller, CFP®, who also goes by Tracy Ann Gleason, Tracy A Miller, Tracy Ann Wold, is a registered financial advisor currently at CX INSTITUTIONAL, LLC located in Oklahoma City, Oklahoma.

Tracy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Tracy has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tracy Ann Gleason | Tracy A Miller | Tracy Ann Wold

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Red River Advisors LLC Investment-related: Yes Address: Oklahoma City, OK Nature: Insurance Position/title/relationship with the other business: Insurance Agent Start date: 09/2009 Approximate number of hours/month: 5 Hours during securities trading: 1 Duties: Insurance sales and services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Ann Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

February 22, 2023 - Present

CX INSTITUTIONAL, LLC

Office #1: 5700 Nw 130th St, Suite 1, Oklahoma City, OK 73142

RIA

CRD#: 292627

Oklahoma City, OK

Past

August 26, 2019 - February 6, 2023

MILLER PRIVATE WEALTH LLC

RIA

CRD#: 304853

OKLAHOMA CITY, OK

Past

October 25, 2018 - September 30, 2019

THIRD SEVEN ADVISORS, LLC

RIA

CRD#: 285974

Oklahoma City, OK

Past

March 23, 2010 - April 24, 2019

PORTFOLIO WEALTH ADVISORS

RIA

CRD#: 145687

ALBUQUERQUE, NM

Past

July 27, 1999 - September 11, 2009

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

OKLAHOMA CITY, OK

Past

November 17, 1997 - September 11, 2009

CHARLES SCHWAB & CO., INC.

CRD#: 5393

OKLAHOMA CITY, OK

Past

July 12, 1996 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

July 12, 1996 - November 18, 1997

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

April 8, 1996 - June 18, 1996

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

CRD#: 5178

FORT WAYNE, IN

Past

September 21, 1994 - January 26, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 24, 1993 - July 15, 1994

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CX INSTITUTIONAL, LLC

CREDENT WEALTH MANAGEMENT | CX WEALTH DIRECT | CX INSTITUTIONAL, LLC

CRD#: 292627 / SEC#: 801-112742

RIA

Registered Investment Advisory firm - (3/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(2/22/2023)

IAR

Texas
(2/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/16/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/22/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 9

Date: 12/9/1999

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 11/24/1999

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 3/7/1994

General Securities Principal Examination

Current Firm

CX INSTITUTIONAL, LLC

CREDENT WEALTH MANAGEMENT | CX WEALTH DIRECT | CX INSTITUTIONAL, LLC

CRD#: 292627 / SEC#: 801-112742

RIA

Registered Investment Advisory firm - (3/1/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

200 East 7th Street, Auburn, IN 46706

Mailing Address

Phone number

(260) 927-1830

Established

Firm type

Fiscal year end

# of Employees

106

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (10/14/2025)

ADV PART 2A (10/14/2025)

Regulatory assets under management

Total Number of Accounts	14,284
AUM (Assets Under Management)	$ 4,121,239,331

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Brennan Fontana

LIDO

IAR

San Diego, CA

Lee Oleinick

UBS FINANCIAL SERVICES INC.

IAR

Boca Raton, FL

Michael Delap

OSAIC WEALTH, INC.

SCOTTSDALE, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Tracy A. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Ann Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILLER PRIVATE WEALTH LLC

THIRD SEVEN ADVISORS, LLC

PORTFOLIO WEALTH ADVISORS

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

CX INSTITUTIONAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/28/1999

Series 63

Date: 9/29/1993

Series 7

Date: 2/16/1994

Series 6

Date: 9/22/1993

Series 9

Date: 12/9/1999

Series 10

Date: 11/24/1999

Series 24

Date: 3/7/1994

Current Firm

CX INSTITUTIONAL, LLC

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CX INSTITUTIONAL, LLC

TRUST BUT VERIFY

Similar Advisors