John D. Clagett

ONE CAPITAL MANAGEMENT

Fort Collins, CO 80524

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CRD#: 2398662

Professional summary

John Douglas Clagett, CPWA® is a registered financial advisor currently at ONE CAPITAL MANAGEMENT, LLC located in Fort Collins, Colorado.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 5 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Q4 WEALTH MANAGEMENT, INC. 145 NORTH COLLEGE AVE., SUITE G. FT. COLLINS, CO 80524. IS INVESTMENT RELATED. NATURE OF BUSINESS IS DBA TO OFFER INVESTMENT AND ADVISORY SERVICES. POSITION IS OWNER/PRESIDENT. STARTED 11/9/09. APPROX 200 HRS/MONTH SPENT ON BUSINESS. APPROX 6.5 HRS/DAY DURING SECURITY TRADING HOURS. DUTIES ARE TO PROVIDE INVESTMENT AND ADVISORY SERVICES TO CLIENTS. // CRUMP LIFE INSURANCE. IS INVESTMENT RELATED. 145 NORTH COLLEGE AVE., SUITE G. FT COLLINS, CO 80524. WRITE TERM INSURANCE QUOTES. POSITION IS AGENT. STARTED JANUARY 2009. SPEND SEVERAL HRS/MONTH ON THIS, NONE DURING SECURITIES TRADING HRS. DUTIES ARE EVALUATING TERM INSURANCE FOR CLIENTS AND WRITING POLICIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Douglas Clagett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Start date: 2012-06-12

Expire date: 2024-05-31

Experience

Current

October 13, 2021 - Present

ONE CAPITAL MANAGEMENT, LLC

Office #1: 145 North College Avenue Suite G, Fort Collins, CO 80524

RIA

CRD#: 114861

Fort Collins, CO

Past

November 6, 2009 - October 13, 2021

NATIONS FINANCIAL GROUP, INC.

RIA

CRD#: 44181

FORT COLLINS, CO

Past

November 6, 2009 - October 13, 2021

NATIONS FINANCIAL GROUP, INC.

CRD#: 44181

FORT COLLINS, CO

Past

December 9, 2002 - November 6, 2009

CASCADE FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 119030

FT COLLINS, CO

Past

September 11, 2002 - November 6, 2009

CASCADE FINANCIAL MANAGEMENT, INC.

CRD#: 119030

FT COLLINS, CO

Past

October 9, 1998 - July 10, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

October 21, 1993 - October 19, 1998

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ONE CAPITAL MANAGEMENT, LLC

FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC | ONE CAPITAL MANAGEMENT, LLLP | ONE CAPITAL MANAGEMENT, LLC

CRD#: 114861 / SEC#: 801-60483

RIA

Registered Investment Advisory firm - (11/5/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/13/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/16/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/27/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/1993

General Securities Representative Examination

Current Firm

ONE CAPITAL MANAGEMENT, LLC

FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC | ONE CAPITAL MANAGEMENT, LLLP | ONE CAPITAL MANAGEMENT, LLC

CRD#: 114861 / SEC#: 801-60483

RIA

Registered Investment Advisory firm - (11/5/2001 Approved)

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Contact information

Main Address

3075 Townsgate Road Suite 350, Westlake Village, CA 91361

Mailing Address

Phone number

(805) 409-8150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OCM FORM ADV PART 2A NOVEMBER 14, 2025 (11/14/2025)

Regulatory assets under management

Total Number of Accounts	8,302
AUM (Assets Under Management)	$ 7,002,823,758

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/17/2025	Cover Page	Report
04/16/2024	Cover Page	Report
02/12/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John D. Clagett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Douglas Clagett's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONS FINANCIAL GROUP, INC.

NATIONS FINANCIAL GROUP, INC.

CASCADE FINANCIAL MANAGEMENT, INC.

CASCADE FINANCIAL MANAGEMENT, INC.

ROBERT W. BAIRD & CO. INCORPORATED

PIPER SANDLER & CO.

Primary Firm SEC Registration

ONE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/16/2002

Series 63

Date: 10/27/1993

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/20/1993

Current Firm

ONE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ONE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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