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JG

John Patrick Ginley

BERKSHIRE ASSET MANAGEMENT
Evanston, IL
·CRD# 2398589·31 years experience

Professional Summary

John Patrick Ginley, who also goes by John P Ginley, is a registered financial advisor currently at BERKSHIRE ASSET MANAGEMENT, LLC located in Evanston, Illinois. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. John has worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John P Ginley

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

BERKSHIRE ASSET MANAGEMENT, LLC·CRD# 145463
RIA
Evanston, IL
September 22, 2026 - Present
BRENTVIEW INVESTMENT MANAGEMENT, LLC·CRD# 300409
RIA
Northfield, IL
January 6, 2022 - October 21, 2025
BMO ASSET MANAGEMENT CORP.·CRD# 106466
RIA
Chicago, IL
February 19, 2021 - February 4, 2022
FORESIDE FINANCIAL SERVICES, LLC·CRD# 148477
BD
Chicago, IL
January 2, 2020 - December 31, 2021
BMO ASSET MANAGEMENT CORP.·CRD# 106466
RIA
Chicago, IL
December 1, 2017 - December 31, 2020
BMO INVESTMENT DISTRIBUTORS, LLC·CRD# 146711
BD
Chicago, IL
December 1, 2017 - December 31, 2019
ADVISORS ASSET MANAGEMENT, INC.·CRD# 46727
RIA
Lisle, IL
December 4, 2014 - July 7, 2017
ADVISORS ASSET MANAGEMENT, INC.·CRD# 46727
BD
Lisle, IL
December 4, 2014 - July 7, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Northbrook, IL
December 18, 2013 - November 21, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Northbrook, IL
December 18, 2013 - November 21, 2014
NUVEEN ASSET MANAGEMENT, LLC·CRD# 155584
RIA
Chicago, IL
September 1, 2011 - October 2, 2013
RITTENHOUSE ASSET MANAGEMENT, INC.·CRD# 106562
RIA
Chicago, IL
June 5, 2002 - December 31, 2003
NUVEEN FUND ADVISORS, LLC·CRD# 104626
RIA
Chicago, IL
July 3, 2000 - September 1, 2011
NUVEEN SECURITIES, LLC·CRD# 469
BD
Chicago, IL
March 16, 1995 - October 2, 2013

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Current Firm

BA
BERKSHIRE ASSET MANAGEMENT, LLC

BERKSHIRE ASSET MANAGEMENT, LLC | BERKSHIRE MANAGEMENT LLC

CRD#: 145463 / SEC#: 801-68485
RIA
Registered Investment Advisory firm - SEC (7/1/2007 Approved)

Contact Information

Main Address

46 Public Square Suite 700, Wilkes-barre, PA 18701-2609

Phone Number

(570) 825-2600

# of Employees

11

SEC notice filing (40 States and Territories)

Registered to provide investment advisory services in 40 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,486

AUM (Assets Under Management)

$2,789,031,590

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BERKSHIRE ASSET MANAGEMENT, LLC

BERKSHIRE ASSET MANAGEMENT, LLC | BERKSHIRE MANAGEMENT LLC

CRD#: 145463 / SEC#: 801-68485
RIA
Registered Investment Advisory firm - SEC (7/1/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(9/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1995About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2024About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Ginley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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