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Matthew John Mcavoy

CRD# 2398479·Registered 1993 - 2024
Previously Registered: Being a previously registered professional could mean that Matthew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Matthew John Mcavoy was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 1993 - 2024. Matthew had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

FIRST PALLADIUM, LLC·CRD# 289822
BD
Fort Wayne, IN
August 23, 2022 - September 22, 2024
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
Overland Park, KS
June 9, 2021 - June 1, 2022
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Overland Park, KS
June 9, 2021 - June 1, 2022
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
RIA
Overland Park, KS
March 6, 2017 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Overland Park, KS
January 1, 2005 - June 9, 2021
INTERLINK SECURITIES CORP.·CRD# 30505
BD
Woodland Hills, CA
June 23, 1999 - January 1, 2005
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Lincoln, NE
October 29, 1998 - June 10, 1999
AFD, INC.·CRD# 34047
BD
Northbrook, IL
March 24, 1994 - October 29, 1998
AMERICAN GENERAL EQUITY SERVICES CORPORATION·CRD# 5435
BD
Houston, TX
September 17, 1993 - February 8, 1994

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Current Firm

FP
FIRST PALLADIUM, LLC

FIRST PALLADIUM, LLC

CRD#: 289822 / SEC#: 8-70007
BD
Terminated by SEC on 04/02/2025

Contact Information

Established

Delaware since 06/13/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ASH BROKERAGE, LLCSHAREHOLDER—
AMSTER, DAVID JEFFREYCCO2315254
BUSH, FRED COSTONPRINCIPAL OPERATIONS OFFICER3075024
GROVER, JASON EDWARDBOARD OF MANAGERS—
MCGLOTHLIN, MICHAEL JAYCEO2257151
MCGLOTHLIN, MICHAEL JAYBOARD OF MANAGERS2257151

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 11020 OAKMONT ST; OVERLANDPARK; KS; 66210; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/19/2009; 200; 130; SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF ENTITY:Life Foundation; No; 1655 NORTH FORT MYER DRIVE; ARLINGTON; VA; 22209; NPO-Insurance industry; Member of the Board of Directors; 11/1/2012; 2; 2; attend meeting and help to make decisions about the direction of the foudnation 3. NAME OF ENTITY:Real Estate; No; 11020 KING ST STE 200; OVERLANDPARK; KS; 66210; Real estate; Owner; 5/20/2011; 4; 4; Owner of residential real estate properties 4. NAME OF ENTITY:BRIAN G MCGOWAN, ILIT; No; 1409 LARSEN ST; OVERLAND PARK; KS; 66221; TRUSTEE; TRUSTEE; 9/1/2014; 1; 0; TRUSTEE 5. NAME OF ENTITY:SC McAvoy, LLC; Yes; 11020 OAKMONT ST; OVERLANDPARK; KS; 66210; Real Estate; Co-owner; 6/1/2001; 1; 1; Corporation to hold commercial real estate holdings. 6. NAME OF OTHER BUSINESS: ASH BROKERAGE INVESTMENT RELATED: YES ADDRESS: 888 S HARRISON STE 900 FORT WAYNE, IN 46802 NATURE OF BUSINESS: INSURANCE BROKERAGE START DATE: 11/2018 POSITION/TITLE/RELATIONSHIP: PARTNER, PRESIDENT OF GREAT PLAINS DIVISION APX NUMBER OF HOURS PER WEEK:60 APX NUMBER OF HOURS DURING TRADING HOURS: 60 BRIEF DESCRIPTION OF DUTIES: SALES MANAGEMENT, STRATEGY AND ACCOUNT MANAGEMENT 7. NAME OF OTHER BUSINESS: ASH HOLDINGS, INC. INVESTMENT RELATED: NO ADDRESS: 888 HARRISON ST, STE 900 FORT WAYNE, IN 46802 NATURE OF BUSINESS: INSURANCE WHOLESALING START DATE: 11/01/2020 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1993About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Apr 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MM
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