Howard P. Harris
Professional summary
Howard Patrick Harris, CFP®, who also goes by Pat Harris, is a registered financial professional currently at BLACK OAK SECURITIES, INC. located in Macomb, Illinois.
Howard is registered as a RR (Registered Representative) and started their career in finance in 1993. Howard has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Howard Patrick Harris's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 27, 2012 - Present
BLACK OAK SECURITIES, INC.
Office #1: 603 E Jackson St, Macomb, IL 61455January 12, 2011 - August 3, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
January 12, 2011 - August 3, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
November 17, 2003 - January 13, 2011
EAGLE ONE INVESTMENTS, LLC
October 1, 2002 - December 2, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
September 23, 1993 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/27/2012)
Exams
FINRA
Current Firm
BLACK OAK SECURITIES, INC.
CRD#: 30889 / SEC#: , 8-45219
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GROSS, DWAN N | PRESIDENT & CHIEF COMPLIANCE OFFICER | 5985005 |
Red Flags
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