Robert T. Stephenson

J.P. MARVEL WEALTH MANAGEMENT

BOSTON, MA 02110

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CRD#: 2398317

Professional summary

Robert Trent Stephenson, who also goes by Bob Stephenson, Rob Stephenson, is a registered financial advisor currently at J.P. MARVEL WEALTH MANAGEMENT, INC. located in Boston, Massachusetts.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Robert has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Stephenson | Rob Stephenson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Trent Stephenson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2022 - Present

J.P. MARVEL WEALTH MANAGEMENT, INC.

Office #1: 265 Franklin Street Suite 902, Boston, MA 02110

RIA

CRD#: 144364

BOSTON, MA

Past

April 12, 1996 - February 14, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

April 26, 1994 - April 9, 1996

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

December 21, 1993 - March 29, 1994

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J.P. MARVEL WEALTH MANAGEMENT, INC.

J.P. MARVEL INVESTMENT ADVISORS, INC. | J.P. MARVEL WEALTH MANAGEMENT, INC.

CRD#: 144364 / SEC#: 801-68042

RIA

Registered Investment Advisory firm - (6/19/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/23/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/24/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/20/1993

General Securities Representative Examination

Current Firm

J.P. MARVEL WEALTH MANAGEMENT, INC.

J.P. MARVEL INVESTMENT ADVISORS, INC. | J.P. MARVEL WEALTH MANAGEMENT, INC.

CRD#: 144364 / SEC#: 801-68042

RIA

Registered Investment Advisory firm - (6/19/2007 Approved)

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Contact information

Main Address

265 Franklin Street Suite 902, Boston, MA 02110

Mailing Address

Phone number

(617) 342-5600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

J.P. MARVEL INVESTMENT ADVISORS, INC. - MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 680,228,372

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/20/2025	Cover Page	Report
09/25/2024	Cover Page	Report
10/19/2023	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert T. Stephenson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Trent Stephenson's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MARVEL WEALTH MANAGEMENT, INC.

UBS FINANCIAL SERVICES INC.

OPPENHEIMER & CO. INC.

GLEACHER & COMPANY SECURITIES, INC.

Primary Firm SEC Registration

J.P. MARVEL WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/24/1994

Series 7

Date: 12/20/1993

Current Firm

J.P. MARVEL WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

J.P. MARVEL WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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