David Brian Gallagher
Professional Summary
David Brian Gallagher, who also goes by David Gallagher, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1994 - 2026. David had worked at 3 firms and has passed the Series 2 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Gallagher
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
OSHER VAN DE VOORDE INVESTMENT MANAGEMENT | VANTAGE WEALTH | ROBERT OSHER INVESTMENT MANAGEMENT | ROBERT OSHER & COMPANY
Contact Information
Main Address
125 North Raymond Avenue Suite 309, Pasadena, CA 91103Phone Number
(626) 844-7184# of Employees
6Regulatory Assets Under Management
Total Number of Accounts
489AUM (Assets Under Management)
$683,785,861Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed Aug 1993Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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