David B. Gallagher

VANTAGE WEALTH

Pasadena, CA 91103

Some features on this profile are disabled

CRD#: 2398307

Professional summary

David Brian Gallagher, who also goes by David Gallagher, is a registered financial advisor currently at VANTAGE WEALTH located in Pasadena, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 3 firms and has passed the Series 2 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Gallagher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PROJECT MANAGER - NASA JET PROPULSION LABORATORY (CALTECH) NOT INVESTMENT RELATED (AEROSPACE) 1989-PRESENT; ~150 HOURS/MONTH SUPERVISING EMPLOYEES AND PROJECTS - APPROX. 50% DURING TRADING HOURS CONSULTANT - TOP DOWN DESIGN, INC. - NOT INVESTMENT RELATED - PROVIDE CONSULTING SERVICES ON LEGISLATIVE AND INTERNATIONAL AFFAIRS; APPROX. 2 HRS/WEEK NOT DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brian Gallagher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2014 - Present

VANTAGE WEALTH

Office #1: 125 North Raymond Avenue Suite 309, Pasadena, CA 91103

RIA

CRD#: 111324

Pasadena, CA

Past

February 19, 2010 - January 15, 2016

BRIDGE ADVISORY LLC

RIA

CRD#: 148282

PASADENA, CA

Past

January 7, 1994 - December 31, 2010

TOP-DOWN DESIGN, INC.

RIA

CRD#: 134949

LA CANADA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANTAGE WEALTH

OSHER VAN DE VOORDE INVESTMENT MANAGEMENT | VANTAGE WEALTH | ROBERT OSHER INVESTMENT MANAGEMENT | ROBERT OSHER & COMPANY

CRD#: 111324 / SEC#: 801-49690

RIA

Registered Investment Advisory firm - (7/1/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/21/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 2

Date: 8/30/1993

Non-Member General Securities Examination

Current Firm

VANTAGE WEALTH

OSHER VAN DE VOORDE INVESTMENT MANAGEMENT | VANTAGE WEALTH | ROBERT OSHER INVESTMENT MANAGEMENT | ROBERT OSHER & COMPANY

CRD#: 111324 / SEC#: 801-49690

RIA

Registered Investment Advisory firm - (7/1/1995 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

125 North Raymond Avenue Suite 309, Pasadena, CA 91103

Mailing Address

Phone number

(626) 844-7184

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/24/2025)

Regulatory assets under management

Total Number of Accounts	457
AUM (Assets Under Management)	$ 609,061,977

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Maria Zimiga

J.P. MORGAN SECURITIES LLC

Toluca Lake, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David B. Gallagher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brian Gallagher's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANTAGE WEALTH

BRIDGE ADVISORY LLC

TOP-DOWN DESIGN, INC.

Primary Firm SEC Registration

VANTAGE WEALTH

State Registrations and Notice Filings

Exams

Series 2

Date: 8/30/1993

Current Firm

VANTAGE WEALTH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VANTAGE WEALTH

TRUST BUT VERIFY

Contact information

Similar Advisors