Helena M. Roberts
Professional summary
Helena Marie Roberts, who also goes by Helena M. Fridlind, Helena Marie Fridlind, is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Hartford, Connecticut.
Helena is registered as a RR (Registered Representative) and started their career in finance in 1993. Helena has worked at 5 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Helena Marie Roberts's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2007 - Present
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Office #1: 350 Church Street, Hartford, CT 06103July 21, 1999 - October 12, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 21, 1999 - October 12, 2007
OSAIC FA, INC.
May 22, 1995 - February 12, 1999
VOYA FINANCIAL PARTNERS, LLC
October 12, 1993 - July 7, 1994
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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