Robert A. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Anthony Wilson, who also goes by Rob Wilson, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 6 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2010 - April 13, 2016
FUSION ANALYTICS INVESTMENT PARTNERS LLC
September 9, 2002 - January 28, 2010
RBC CAPITAL MARKETS, LLC
September 9, 2002 - January 28, 2010
RBC CAPITAL MARKETS, LLC
February 25, 2000 - October 1, 2002
UBS FINANCIAL SERVICES INC.
February 25, 2000 - October 1, 2002
UBS FINANCIAL SERVICES INC.
March 2, 1998 - February 28, 2000
RBC CAPITAL MARKETS, LLC
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
July 29, 1996 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
September 20, 1994 - August 2, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FUSION ANALYTICS INVESTMENT PARTNERS LLC
CRD#: 139321 / SEC#: 801-71058
Contact information
Regulatory assets under management
| Total Number of Accounts | 500 |
| AUM (Assets Under Management) | $ 50,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
