Jerome V. Leftwich

FINANCIAL SECURITY SERVICES GROUP

ALLEN, TX 75013

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CRD#: 2398066

Professional summary

Jerome Van Leftwich, CFP®, who also goes by Van Leftwich, is a registered financial advisor currently at FINANCIAL SECURITY SERVICES GROUP, INC. located in Allen, Texas.

Jerome is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Jerome has worked at 11 firms and has passed the Series 63, Series 66, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Van Leftwich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Lone Star Food Stores; not investment related; Sherman, TX; Convenience Store; Attendant; 06/2022; 96 hrs./month; 8 hrs. during trading; assist customer of the store. 2. Oak Creek Tennis Center; not investment related; Carrollton, TX; Tennis Courts; Teaching Pro; 07/2022; 40 hrs./month; 6 hrs. during trading; tennis coaching. 3. Parish Episcopal School; not investment related; Dallas, TX; School; Head Coach Varsity Tennis; 02/2023; 40 hrs./month; 6 hrs. during trading; tennis coaching.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerome Van Leftwich's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 10, 2023 - Present

FINANCIAL SECURITY SERVICES GROUP, INC.

Office #1: 550 S Watters Rd Suite 253, Allen, TX 75013

RIA

CRD#: 167464

ALLEN, TX

Past

February 24, 2022 - October 31, 2022

GWN SECURITIES INC.

RIA

CRD#: 128929

KATY, TX

Past

October 11, 2021 - October 31, 2022

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/28/2023)

IAR

Texas
(2/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/14/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/27/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6TO

Date: 10/11/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 7/5/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/1996

General Securities Representative Examination

Current Firm

FINANCIAL SECURITY SERVICES GROUP, INC.

CRD#: 167464 / SEC#:

California

Registered Investment Advisory firm - (3/28/2023 Approved)

Texas

Registered Investment Advisory firm - (5/16/2013 Approved)

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Contact information

Main Address

2900 Village Parkway Suite 330, Highland Village, TX 75077

Mailing Address

Phone number

(817) 251-1777

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	415
AUM (Assets Under Management)	$ 64,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jerome V. Leftwich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerome Van Leftwich's CRS (Customer Relationship Summary).

Certified licenses

Experience

GWN SECURITIES INC.

GWN SECURITIES INC.

STF MANAGEMENT LP

FLEXIBLE PLAN INVESTMENTS LTD

STF MANAGEMENT LP

JIM POE & ASSOCIATES, INC.

UNION CAPITAL COMPANY

UNION CAPITAL COMPANY

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/14/2022

Series 66

Date: 6/27/2000

Series 6TO

Date: 10/11/2021

SIE

Date: 7/5/2021

Series 7

Date: 4/3/1996

Current Firm

FINANCIAL SECURITY SERVICES GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL SECURITY SERVICES GROUP, INC.

TRUST BUT VERIFY

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