Jerry C. Hubbell

WEALTH PERSONAL

Elk Rapids, MI 49629

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CRD#: 2397815

Professional summary

Jerry Clyde Hubbell, who also goes by Jerry C Hubbell, is a registered financial advisor currently at WEALTH PERSONAL located in Elk Rapids, Michigan.

Jerry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Jerry has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jerry C Hubbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SENIOR ADVISORS OF NORTHERN MICHIGAN; INVESTMENT-RELATED; ELK RAPIDS, MI; INSURANCE AGENCY; INSURANCE AGENT; 2002; GREATER THAN 50% OF TIME IS SPENT IN THIS BUSINESS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry Clyde Hubbell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2010 - Present

WEALTH PERSONAL

Office #1: 212 River Street Box 738, Elk Rapids, MI 49629

RIA

CRD#: 144800

Elk Rapids, MI

Past

September 29, 1997 - July 17, 1998

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

March 13, 1995 - September 8, 1997

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

LARGO, FL

Past

November 15, 1993 - March 15, 1995

STEIN, SHORE SECURITIES, INC.

CRD#: 31294

ORLANDO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/15/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/9/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/12/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH PERSONAL

FINANCIAL PLANNING CONSULTANTS OF NORTHERN MICHIGAN,INC. | WEALTH PERSONAL

CRD#: 144800 / SEC#:

Michigan

Registered Investment Advisory firm - (9/5/2007 Approved)

Texas

Registered Investment Advisory firm - (9/15/2015 Conditional Restricted)

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Contact information

Main Address

212 River Street Box 738, Elk Rapids, MI 49629

Mailing Address

Box 738, Elk Rapids, MI 49629

Phone number

(231) 264-9591

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	220
AUM (Assets Under Management)	$ 17,811,907

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jerry C. Hubbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry Clyde Hubbell's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH PERSONAL

OSAIC WEALTH, INC.

MARINER FINANCIAL SERVICES, INC.

STEIN, SHORE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/2010

Series 63

Date: 12/9/1993

Series 6

Date: 11/12/1993

Current Firm

WEALTH PERSONAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH PERSONAL

TRUST BUT VERIFY

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