Steven L. Fisch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Lloyd Fisch, who also goes by Steven Fisch, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1993. Steven had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2015 - September 16, 2016
MORPHEUS SECURITIES LLC
September 24, 2009 - October 16, 2012
UBS SECURITIES LLC
September 12, 2005 - August 30, 2007
CITIGROUP GLOBAL MARKETS INC.
April 19, 2004 - August 15, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 3, 2000 - September 24, 2002
PERSHING LLC
September 13, 1993 - April 13, 2004
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
MORPHEUS SECURITIES LLC
CRD#: 45561 / SEC#: , 8-51102
Contact information
Documents
Red Flags
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