Gurinder S. Kalra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gurinder Singh Kalra, who also goes by Gurinder S Kalra, Gurinder Kalra, was a registered financial professional .
Gurinder is a previously registered financial professional and started their career in finance in 1993. Gurinder had worked at 6 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2015 - May 29, 2015
MERRIMAN CAPITAL, INC.
February 27, 2012 - March 26, 2012
MLV & CO. LLC
September 15, 2010 - July 19, 2011
MONTROSE SECURITIES INTERNATIONAL
September 11, 2003 - June 16, 2008
J.P. MORGAN SECURITIES LLC
May 26, 1999 - September 27, 2000
MORGAN STANLEY & CO. LLC
November 12, 1996 - March 3, 1999
MORGAN STANLEY & CO. LLC
September 13, 1993 - June 14, 1996
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
MERRIMAN CAPITAL, INC.
CRD#: 18296 / SEC#: , 8-36420
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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