Steven M. Burkett

PALISADE INVESTMENTS

CRD#: 2397695

Some features on this profile are disabled

Professional summary

Steven Michael Burkett, AIF®, CFP®, who also goes by Steve Burkett, is a registered financial advisor currently at PALISADE INVESTMENTS, LLC .

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Steven has worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Burkett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Michael Burkett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

April 13, 2007 - Present

PALISADE INVESTMENTS, LLC

RIA

CRD#: 124776

Past

June 14, 2006 - December 4, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

KIRKLAND, WA

Past

July 5, 2005 - November 30, 2005

MULTI-BANK SECURITIES, INC.

CRD#: 22098

SOUTHFIELD, MI

Past

June 1, 1999 - June 28, 2005

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Past

October 11, 1996 - September 7, 1999

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BOSTON, MA

Past

November 16, 1994 - October 17, 1996

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

October 26, 1993 - May 17, 1994

MULTI-BANK SECURITIES, INC.

CRD#: 22098

SOUTHFIELD, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALISADE INVESTMENTS, LLC

CRD#: 124776 / SEC#: 801-80001

RIA

Registered Investment Advisory firm - (7/14/2014 Approved)

California

Registered Investment Advisory firm - (8/13/2014 Terminated)

Colorado

Registered Investment Advisory firm - (9/16/2014 Terminated)

Minnesota

Registered Investment Advisory firm - (9/13/2010 Terminated)

Nevada

Registered Investment Advisory firm - (8/25/2014 Terminated)

Washington

Registered Investment Advisory firm - (7/14/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(4/13/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/28/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/25/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/18/1994

General Securities Principal Examination

Current Firm

PALISADE INVESTMENTS, LLC

CRD#: 124776 / SEC#: 801-80001

RIA

Registered Investment Advisory firm - (7/14/2014 Approved)

California

Registered Investment Advisory firm - (8/13/2014 Terminated)

Colorado

Registered Investment Advisory firm - (9/16/2014 Terminated)

Minnesota

Registered Investment Advisory firm - (9/13/2010 Terminated)

Nevada

Registered Investment Advisory firm - (8/25/2014 Terminated)

Washington

Registered Investment Advisory firm - (7/14/2014 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

625 Highway 50 Suite 301, Zephyr Cove, NV 89448-3049

Mailing Address

Phone number

(775) 299-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,085
AUM (Assets Under Management)	$ 512,987,448

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven M. Burkett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Michael Burkett's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

MULTI-BANK SECURITIES, INC.

ADP BROKER-DEALER, INC.

SIGNATOR FINANCIAL SERVICES, INC.

NUVEEN SECURITIES, LLC

MULTI-BANK SECURITIES, INC.

Primary Firm SEC Registration

PALISADE INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2007

Series 63

Date: 10/28/1993

Series 7

Date: 10/25/1993

Series 24

Date: 4/18/1994

Current Firm

PALISADE INVESTMENTS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALISADE INVESTMENTS, LLC

TRUST BUT VERIFY

Similar Advisors