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GC

Gaudencio L. Castro

VECTORGLOBAL WMG
Miami, FL 33131
Some features on this profile are disabled
CRD#: 2397561
GC

Professional summary

Gaudencio L Castro, who also goes by Gaudencio Luis Castro Jr, Gaudencio Luis Castro, Gaudencio Castro Jr, is a registered financial professional currently at VECTORGLOBAL WMG located in Miami, Florida.

Gaudencio is registered as a RR (Registered Representative) and started their career in finance in 1993. Gaudencio has worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gaudencio Luis Castro Jr | Gaudencio Luis Castro | Gaudencio Castro Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gaudencio L Castro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2025 - Present

VECTORGLOBAL WMG

Office #1: 1001 Brickell Bay Drive Suite 1900, Miami, FL 33131
BD
CRD#: 32396
Miami, FL
Past

October 6, 2017 - May 7, 2021

BBVA SECURITIES INC.

BD
CRD#: 27060
MIAMI, FL
Past

December 3, 2012 - September 22, 2017

VECTORGLOBAL WMG

BD
CRD#: 32396
MIAMI, FL
Past

August 1, 2011 - September 6, 2012

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
CORAL GABLES, FL
Past

September 25, 2009 - July 7, 2011

MORGAN STANLEY

RIA
CRD#: 149777
MIAMI, FL
Past

June 8, 2009 - July 7, 2011

MORGAN STANLEY

BD
CRD#: 149777
MIAMI, FL
Past

April 2, 2009 - June 11, 2009

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD
CRD#: 3600
CORAL GABLES, FL
Past

November 18, 2003 - December 31, 2008

EQUITY SERVICES, INC.

BD
CRD#: 265
CORAL GABLES, FL
Past

November 5, 1993 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

September 8, 1993 - October 22, 2003

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
MIAMI, FL
Past

September 1, 1993 - October 22, 2003

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(3/3/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/15/2009
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/1/1999
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/23/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/4/1993
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VW
VECTORGLOBAL WMG
VECTORGLOBAL WMG | VECTORMEX INCORPORATED | VECTORGLOBAL WMG, INC.

CRD#: 32396 / SEC#: , 8-45715

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1001 Brickell Bay Drive Suite 1900, Miami, FL 33131
Mailing Address
1001 Brickell Bay Drive Suite 1900, Miami, FL 33131
Phone number
(305) 350-3350
Established
Delaware since 01/14/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VECTORMEX INTERNATIONAL, INC.SOLE SHAREHOLDER
GADALA-MARIA, CARLOS ENRIQUEPRESIDENT, CEO, DIRECTOR, GSP4437613
SALGUERO, JUAN MANUELCCO2855462

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VECTORGLOBAL WMG

CRD#: 32396Miami, FL 33131

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