William W. Tillinghast
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Waldo Tillinghast, who also goes by Bill Tillinghast, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1993. William had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2018 - January 14, 2020
R.W.PRESSPRICH & CO.
January 17, 2018 - May 24, 2018
PENSERRA SECURITIES, LLC
December 16, 2011 - July 20, 2017
ODEON CAPITAL GROUP LLC
June 21, 2011 - September 26, 2011
BTIG, LLC
February 12, 2010 - November 3, 2010
CANACCORD GENUITY SECURITIES LLC
June 16, 2009 - February 12, 2010
PALI CAPITAL, INC.
December 20, 2005 - April 7, 2009
SANDERS MORRIS LLC
July 18, 2005 - January 12, 2006
ADVEST, INC.
July 19, 2001 - June 28, 2005
DEBTTRADERS, INC.
October 22, 1993 - October 6, 1998
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
R.W.PRESSPRICH & CO.
CRD#: 26460 / SEC#: , 8-42547
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAPPA, EDWARD JOSEPH | CHAIRMAN (04/2009) AND CHIEF EXECUTIVE OFFICER (04/1990) | 371101 |
| CALVO, JOSEPH ANTHONY JR | DIRECTOR (01/2006), SENIOR MANAGING DIRECTOR (10/2018), PRESIDENT (04/2009) AND CHIEF OPERATING OFFICER (04/2009) | 1391692 |
| CARROLL, JOHN EDWARD III | DIRECTOR (06/2009), SENIOR MANAGING DIRECTOR (10/2018) AND CHIEF ADMINISTRATIVE OFFICER (10/2021) | 2134481 |
| BURNS, TIMOTHY LEE | SENIOR MANAGING DIRECTOR (10/2018), DIRECTOR, AND, CCO (07/2022) | 36429 |
| CAUMARTIN, RENAUD | BOARD MEMBER | 3266876 |
| CHEN, WAYNE H | FINOP | 4779449 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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