MJ
Michael D. Jund
MUTUAL OF OMAHA INVESTOR SERVICES
Braintree, MA 02184
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CRD#: 2397339
MJ
Professional summary
Michael Dean Jund, who also goes by Mic Jund, is a registered financial advisor currently at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located in Braintree, Massachusetts.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mic Jund
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Agent - start date: 09/2022-Non-investment Related- Insurance lines of business- Life, Accident, Health, Annuities- Hours/per week during trading hours: 40
CRS (Client Relationship Summary) - RIA
Click below to view Michael Dean Jund's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Dean Jund's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 10, 2022 - Present
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Office #1: 30 Braintree Hill Office Park Ste 106, Braintree, MA 02184RIA
BD
CRD#: 611
Braintree, MA
Current
October 7, 2022 - Present
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Office #1: 30 Braintree Hill Office Park Ste 106, Braintree, MA 02184RIA
BD
CRD#: 611
Braintree, MA
Past
August 10, 2021 - August 25, 2022
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
WALTHAM, MA
Past
July 30, 2021 - August 25, 2022
NYLIFE SECURITIES LLC
BD
CRD#: 5167
WALTHAM, MA
Past
October 25, 2017 - August 7, 2019
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
HORSHAM, PA
Past
September 14, 2017 - August 7, 2019
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
HORSHAM, PA
Past
May 1, 2015 - January 25, 2017
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
URBANDALE, IA
Past
April 28, 2015 - January 25, 2017
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
INDIANAPOLIS, IN
Past
July 8, 2014 - September 10, 2014
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
JOHNSTON, IA
Past
March 5, 2014 - September 10, 2014
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
JOHNSTON, IA
Past
December 8, 2010 - January 8, 2014
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
CINCINNATI, OH
Past
June 1, 2009 - October 8, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
CEDAR RAPIDS, IA
Past
November 15, 2001 - August 1, 2008
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WEST DES MOINES, IA
Past
December 14, 1998 - May 15, 2001
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
May 1, 1996 - November 10, 1998
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
CINCINNATI, OH
Past
December 1, 1993 - April 10, 1996
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
WAVERLY, IA
Past
November 24, 1993 - December 1, 1993
CENTURY INVESTORS OF AMERICA, INC.
BD
CRD#: 5322
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS
CRD#: 611 / SEC#: 801-61332, 8-47290
RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2023)
RR
Arizona(1/11/2023)
RR
California(1/3/2023)
RR
Colorado(1/4/2023)
RR
Connecticut(1/3/2023)
RR
Delaware(1/13/2023)
RR
Florida(1/4/2023)
RR
Georgia(10/25/2023)
RR
Hawaii(11/4/2024)
RR
Idaho(1/5/2023)
RR
Illinois(10/24/2023)
RR
Indiana(10/28/2024)
RR
Iowa(10/26/2023)
RR
Kentucky(1/3/2023)
RR
Louisiana(10/23/2023)
RR
Maine(1/4/2023)
RR
Maryland(1/4/2023)
RR
Massachusetts(11/2/2022)
IAR
Massachusetts(11/10/2022)
RR
Minnesota(1/20/2023)
RR
Missouri(10/23/2023)
RR
Montana(1/4/2023)
RR
Nebraska(1/24/2023)
RR
Nevada(1/18/2023)
RR
New Hampshire(1/6/2023)
RR
New Jersey(1/3/2023)
RR
New Mexico(10/24/2023)
RR
New York(1/3/2023)
RR
North Carolina(1/5/2023)
RR
Ohio(10/23/2023)
RR
Oklahoma(1/17/2023)
RR
Oregon(1/6/2023)
RR
Pennsylvania(1/4/2023)
RR
Rhode Island(1/4/2023)
RR
South Carolina(1/4/2023)
RR
Tennessee(10/24/2023)
RR
Texas(1/4/2023)
RR
Utah(10/24/2023)
RR
Vermont(1/5/2023)
RR
Virginia(1/3/2023)
RR
Washington(10/23/2023)
RR
West Virginia(10/23/2023)
RR
Wisconsin(10/24/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS
CRD#: 611 / SEC#: 801-61332, 8-47290
RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Mailing Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Phone number
(402) 351-3102
Established
Nebraska since 09/01/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
277
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611Braintree, MA 02184TRUST BUT VERIFY
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