Brad E. Cooper

COOPER FINANCIAL INVESTMENTS

MESA, AZ 85206

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CRD#: 2397292

Professional summary

Brad Eugene Cooper is a registered financial advisor currently at COOPER FINANCIAL INVESTMENTS, LLC located in Mesa, Arizona.

Brad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Brad has worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)COPPER CANYON LAW; YES; MESA, AZ; ESTATE PLANNER; 04/2023; 25/MO; 20/MO; ASSIST ESTATE PLANNING FIRM. ASSIST WITH TRUST & WILLS 2)COOPER FINANCIAL GROUP, LLC. START DATE: 09/2004 INVESTMENT RELATED. LIFE INSURANCE AGENT. 4824 E. BASELINE ROAD, SUITE 135, MESA, AZ, USA, 85206. DUTIES INCLUDE: EDUCATION, LIFE INSURANCE SALES, MARKETING, AND FIXED ANNUITY SALES. HOURS: 30 HOURS A WEEK 3) Cooper Holdco 1, Inc. , Cooper Holdco 2, Inc., Cooper Intermediate, LLC and Meraki Intermediate Holdings, LLC are all holding companies. No services are provided and no time is spent in these businesses. All started 10/2025.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Eugene Cooper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2017 - Present

COOPER FINANCIAL INVESTMENTS, LLC

Office #1: 3850 E. Baseline Road Suite 119, Mesa, AZ 85206

RIA

CRD#: 285647

MESA, AZ

Past

December 17, 2014 - September 6, 2017

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

mesa, AZ

Past

October 1, 2002 - December 31, 2003

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

September 22, 1999 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Past

February 15, 1994 - June 24, 1997

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/30/2017)

IAR

Louisiana
(4/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 2/14/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 2/3/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

COOPER FINANCIAL INVESTMENTS, LLC

CRD#: 285647 / SEC#:

Arizona

Registered Investment Advisory firm - (8/30/2017 Approved)

Louisiana

Registered Investment Advisory firm - (4/18/2022 Approved)

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Contact information

Main Address

3850 E. Baseline Road Suite 119, Mesa, AZ 85206

Mailing Address

Phone number

(888) 390-5277

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Brad E. Cooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Eugene Cooper's CRS (Customer Relationship Summary).

Certified licenses

Experience

COOPER FINANCIAL INVESTMENTS, LLC

HORTER INVESTMENT MANAGEMENT, LLC

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL EQUITY SERVICES CORPORATION

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/2014

Series 63

Date: 11/29/1993

Series 6

Date: 2/14/1994

Series 26

Date: 2/3/1997

Current Firm

COOPER FINANCIAL INVESTMENTS, LLC

Contact information

Documents

Red Flags

Company Information

COOPER FINANCIAL INVESTMENTS, LLC

TRUST BUT VERIFY

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