Erin O Oneill
Professional Summary
Erin O Oneill, who also goes by Erin Leigh Oconnor, was a registered financial advisor. Erin was a previously registered financial professional and started their career in finance 1993 - 2022. Erin had worked at 7 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 52TO, SIE, Series 7, Series 24, Series 10, Series 9, Series 53, Series 4 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Erin Leigh Oconnor
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
DESTINY CAPITAL SECURITIES | DESTINY CAPITAL SECURITIES CORPORATION
Contact Information
Established
Colorado since 09/28/2000Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2024About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2024About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Dec 1997Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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