Erin O. Oneill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erin O Oneill, who also goes by Erin Leigh Oconnor, was a registered financial professional .
Erin is a previously registered financial professional and started their career in finance in 1993. Erin had worked at 7 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 52TO, SIE, Series 7, Series 24, Series 10, Series 9, Series 53, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2022 - January 29, 2022
DESTINY CAPITAL SECURITIES CORPORATION
July 11, 2012 - December 31, 2021
DESTINY CAPITAL SECURITIES CORPORATION
June 7, 2010 - March 16, 2012
WAMBOLT & ASSOCIATES, LLC
June 4, 2010 - June 29, 2011
PURSHE KAPLAN STERLING INVESTMENTS
September 28, 2004 - June 8, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 14, 2001 - October 29, 2002
CITIGROUP GLOBAL MARKETS INC.
February 5, 1994 - March 9, 2001
DREYFUS BROKERAGE SERVICES, INC.
October 22, 1993 - December 16, 1993
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/28/2024
General Securities Representative ExaminationSeries 99TO
Date: 3/28/2024
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 12/6/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
DESTINY CAPITAL SECURITIES CORPORATION
CRD#: 107942 / SEC#: , 8-53069
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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