Richard F. Dambakly
Professional summary
Richard Frank Dambakly was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Richard had worked at 7 firms, which includes G.F.B. SECURITIES INC., R.D. WHITE & CO. INC., PARAGON CAPITAL MARKETS INC., PARAMOUNT INVESTMENTS INTERNATIONAL INC., A. T. BROD & CO. INC., JOSEPH STEVENS & CO. INC., A.S. GOLDMEN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 1998 - December 23, 1998
G.F.B. SECURITIES, INC.
April 28, 1997 - May 22, 1998
R.D. WHITE & CO., INC.
April 4, 1996 - November 12, 1996
PARAGON CAPITAL MARKETS, INC.
June 12, 1995 - March 15, 1996
PARAMOUNT INVESTMENTS INTERNATIONAL, INC.
December 22, 1994 - April 12, 1995
A. T. BROD & CO. INC.
May 3, 1994 - January 20, 1995
JOSEPH STEVENS & CO., INC.
September 15, 1993 - May 9, 1994
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
G.F.B. SECURITIES, INC.
CRD#: 36381 / SEC#: , 8-47210
Contact information
Documents
Red Flags
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