Richard D. Dearcop
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard David Dearcop, who also goes by Rick Dearcop, Rich Dearcorp, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1993. Richard had worked at 12 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2001 - August 9, 2002
PLATINUM INVESTMENT CORP.
May 10, 2001 - July 12, 2001
HERITAGE WEST SECURITIES, INC.
July 12, 2000 - May 11, 2001
ACUMENT SECURITIES, INC.
December 23, 1999 - July 7, 2000
STERLING FINANCIAL INVESTMENT GROUP, INC.
June 30, 1998 - November 19, 1999
SUNPOINT SECURITIES, INC.
June 3, 1996 - June 22, 1998
THE CAMELOT GROUP, INC.
June 9, 1995 - April 30, 1996
NATIONWIDE SECURITIES CORPORATION
February 27, 1995 - June 8, 1995
NORTHEAST SECURITIES, LLC
January 3, 1995 - January 25, 1995
BG CAPITAL, INC.
November 25, 1994 - December 31, 1994
BG CAPITAL, INC.
April 26, 1994 - November 18, 1994
VISION INVESTMENT GROUP, INC.
April 5, 1994 - May 6, 1994
CAMELOT INVESTMENT CORP.
November 30, 1993 - April 12, 1994
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLATINUM INVESTMENT CORP.
CRD#: 107211 / SEC#: , 8-53034
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RDC, INC. | OWNER/SHAREHOLDER | |
| ANTONUCCI, DOMINIC | PRESIDENT/SROP/CROP | 3215807 |
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
