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Richard David Dearcop

CRD# 2397152·Registered 1993 - 2002
Previously Registered: Being a previously registered professional could mean that Richard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Richard David Dearcop, who also goes by Rick Dearcop, Rich Dearcorp, was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 1993 - 2002. Richard had worked at 12 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rick Dearcop, Rich Dearcorp

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

PLATINUM INVESTMENT CORP.·CRD# 107211
BD
Rochester, NY
August 10, 2001 - August 9, 2002
HERITAGE WEST SECURITIES, INC.·CRD# 30718
BD
Scottsdale, AZ
May 10, 2001 - July 12, 2001
ACUMENT SECURITIES, INC.·CRD# 7661
BD
San Francisco, CA
July 12, 2000 - May 11, 2001
STERLING FINANCIAL INVESTMENT GROUP, INC.·CRD# 41506
BD
Boca Raton, FL
December 23, 1999 - July 7, 2000
SUNPOINT SECURITIES, INC.·CRD# 25442
BD
Longview, TX
June 30, 1998 - November 19, 1999
THE CAMELOT GROUP, INC.·CRD# 31091
BD
Ft Lauderdale, FL
June 3, 1996 - June 22, 1998
NATIONWIDE SECURITIES CORPORATION·CRD# 29720
BD
Valrico, FL
June 9, 1995 - April 30, 1996
NORTHEAST SECURITIES, LLC·CRD# 25996
BD
Mitchelfield, NY
February 27, 1995 - June 8, 1995
BG CAPITAL, INC.·CRD# 31069
BD
Syosset, NY
January 3, 1995 - January 25, 1995
BG CAPITAL, INC.·CRD# 31069
BD
Syosset, NY
November 25, 1994 - December 31, 1994
VISION INVESTMENT GROUP, INC.·CRD# 28135
BD
April 26, 1994 - November 18, 1994
CAMELOT INVESTMENT CORP.·CRD# 21925
BD
April 5, 1994 - May 6, 1994
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
November 30, 1993 - April 12, 1994

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Current Firm

PI
PLATINUM INVESTMENT CORP.

PLATINUM INVESTMENT CORP.

CRD#: 107211 / SEC#: 8-53034
BD
Revoked by SEC on 10/22/2004

Contact Information

Established

Nevada since 08/30/2000

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
RDC, INC.OWNER/SHAREHOLDER—
ANTONUCCI, DOMINICPRESIDENT/SROP/CROP3215807

Disclosures

Regulatory Event

6

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1993About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Feb 1999About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Mar 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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